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RIA / WealthRegistered advisermixed wealth managerSEC registeredRAUM 100m 1b

REMY INVESTORS & CONSULTANTS, LLC

CRD 326958

LOS ANGELES, CA

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Search this name across graphsid dfx:ria:9ed75c2f-9614-720d-1418-73e886939b9d

Data as of Jul 1, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 2
On other graphs: 2
Observed: May 16, 2023 to Jul 1, 2026
10 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Remy Investors & Consultants, LLC

Private equity manager · shared crd

Independent Sponsorsidentity

Remy Investors & Consultants, LLC

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: mixed wealth managerderivedprivate_client_share=0.32 fund_share=0.45 institutional_share=0.11 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $888MItem 5.F on the latest filing (2026-07-01); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $423M
Private client RAUM: $287MderivedItem 5.D individuals plus high net worth individuals
Private client share: 32%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 6
Advisory employees: 6
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 29
High net worth clients: 14
Private funds: 3Schedule D 7.B(1)
Custody, client assets: $259M
SEC number: 801-128163
CIK: 2010830
CRD: 326958
Filings on the tape: 10
First filed: May 16, 2023
Latest filed: Jul 1, 2026
Organised: Limited Liability Company, DE

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
REMY CAPITAL PARTNERS II. L.P.	Other Private Fund	$136M	Jul 1, 2024	8	Feb 7, 2012	reported	021-920660
REMY CAPITAL PARTNERS III. L.P.	Private Equity Fund	$58.3M	Jul 1, 2024	8	Feb 7, 2012	reported	021-920661
REMY CAPITAL PARTNERS, L.P.	Hedge Fund	$40.1M	Jul 1, 2024	7	Feb 7, 2012	reported	021-919756

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
REMY HOLDINGS, INC	Member	E	yes	01/2023	May 16, 2023	Jul 1, 2024
SIEGEL, MARK, STEVEN	Shareholder	E	yes	01/2023	May 16, 2023	Jul 1, 2024
SIEGEL, MARK, STEVEN	PRESIDENT/MANAGER	Na	yes	03/1993	May 16, 2023	Jul 1, 2024
BARGHOUTI, SHANA, ELIZABETH	Principal	Na	no	10/2021	May 16, 2023	Jul 1, 2024
BERNS, KENNETH, NEIL	Principal	Na	no	12/1994	May 16, 2023	Jul 1, 2024
NAKA, EUGENE, KOJIRO	CHIEF COMPLIANCE OFFICER	Na	no	12/2022	May 16, 2023	Jul 1, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
MARK S. SIEGEL	n/a	n/a	n/a	Y	no	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Mar 30, 2026	$888M	$423M	6	6	3	n/a
2024	Mar 31, 2025	$855M	$411M	6	6	3	n/a
2023	Mar 27, 2024	$812M	$397M	6	6	3	$234M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$888M	$855M	3.9%	n/a	n/a	6	6	0	0

Relationships

Advises (3)

→ REMY CAPITAL PARTNERS III. L.P.Private fundPrivate Equity Fund, IA
Feb 7, 2012 to presentfactForm ADV
→ REMY CAPITAL PARTNERS II. L.P.Private fundOther Private Fund, IA
Feb 7, 2012 to presentfactForm ADV
→ REMY CAPITAL PARTNERS, L.P.Private fundHedge Fund, IA
Feb 7, 2012 to presentfactForm ADV

Owns (3)

← BERNS, KENNETH, NEILOwnerPRINCIPAL, ownership code NA, individual
May 16, 2023 to Jul 1, 2024factForm ADV
← BARGHOUTI, SHANA, ELIZABETHOwnerPRINCIPAL, ownership code NA, individual
May 16, 2023 to Jul 1, 2024factForm ADV
← NAKA, EUGENE, KOJIROOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
May 16, 2023 to Jul 1, 2024factForm ADV

Controls (2)

← SIEGEL, MARK, STEVENOwnerSHAREHOLDER, ownership code E, individual
May 16, 2023 to Jul 1, 2024factForm ADV
← REMY HOLDINGS, INCOwnerMEMBER, ownership code E, domestic entity
May 16, 2023 to Jul 1, 2024factForm ADV

Dated events

Occurred
May 16, 2023
Succession filed (Item 4)
Remy Investors & Consultants, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 6 days ago
Occurred
May 16, 2023
First Form ADV filing
Remy Investors & Consultants, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9ed75c2f-9614-720d-1418-73e886939b9d
First observed: May 16, 2023
Last observed: Jul 1, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

REMY INVESTORS & CONSULTANTS, LLC

CRD 326958

LOS ANGELES, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9ed75c2f-9614-720d-1418-73e886939b9d

Data as of Jul 1, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:56 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

REMY CAPITAL PARTNERS II. L.P.

Other Private Fund

$136M

Jul 1, 2024

Feb 7, 2012

reported

021-920660

REMY CAPITAL PARTNERS III. L.P.

Private Equity Fund

$58.3M

Jul 1, 2024

Feb 7, 2012

reported

021-920661

REMY CAPITAL PARTNERS, L.P.

Hedge Fund

$40.1M

Jul 1, 2024

Feb 7, 2012

reported

021-919756

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

REMY HOLDINGS, INC

Member

yes

01/2023

May 16, 2023

Jul 1, 2024

SIEGEL, MARK, STEVEN

Shareholder

yes

01/2023

May 16, 2023

Jul 1, 2024

SIEGEL, MARK, STEVEN

PRESIDENT/MANAGER

yes

03/1993

May 16, 2023

Jul 1, 2024

BARGHOUTI, SHANA, ELIZABETH

Principal

10/2021

May 16, 2023

Jul 1, 2024

BERNS, KENNETH, NEIL

Principal

12/1994

May 16, 2023

Jul 1, 2024

NAKA, EUGENE, KOJIRO

CHIEF COMPLIANCE OFFICER

12/2022

May 16, 2023

Jul 1, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

MARK S. SIEGEL

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 30, 2026

$888M

$423M

n/a

2024

Mar 31, 2025

$855M

$411M

n/a

2023

Mar 27, 2024

$812M

$397M

$234M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$888M

$855M

3.9%

n/a