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M•••••• P•••••• L• V••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor11 years in industry

M•••••• P•••••• L• V••••

Advisor at S•••••• C••••••• L••

KENTFIELD, CA

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Search this name across graphsid dfx:ria:9ee43855-be2f-6ae3-9473-eaaa737b0d0e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Aug 14, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• C••••••• L••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 1, 2014earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 1

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• C••••••• L••	State registered	Oct 12, 2020	n/a	yes	KENTFIELD, CA	Current employment
A••••••• C•••••• M••••••••• I••	Mixed wealth	Aug 14, 2019	May 28, 2021	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••• C•••••• M••••••••• I••	S•••••• C••••••• L••	May 28, 2021	Oct 12, 2020	-228	Firm change after gap	RIA to state RIA

Relationships

Registered with (2)

→ S•••••• C••••••• L••Registered adviserregistration: current employment
Oct 12, 2020 to presentfactForm ADV
→ A••••••• C•••••• M••••••••• I••Registered adviserregistration: previous registration
Aug 14, 2019 to May 28, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9ee43855-be2f-6ae3-9473-eaaa737b0d0e
First observed: Aug 14, 2019
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.