T•••• H• L••••

Advisor at S••••••••• P•••••• C•••••• L••

VERO BEACH, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jun 2, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••••• P•••••• C•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 19, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••••• P•••••• C•••••• L••	Independent wealth	Oct 13, 2023	n/a	yes	VERO BEACH, FL	Current employment
M••••• S••••••	Wirehouse	Jun 1, 2009	Oct 9, 2023	no	Vero Beach, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	S••••••••• P•••••• C•••••• L••	Oct 9, 2023	Oct 13, 2023	4	Firm change	Wirehouse to new firm
M••••• S•••••• • C•• L••	M••••• S••••••	Jun 1, 2009	Jun 1, 2009

Team moves

••• Locked

Team	Left	Joined	From	Kind
149777:327350:FL:2023-10-09	Oct 9, 2023	Oct 13, 2023	VERO BEACH, FL	Firm change

Relationships

Registered with (4)

→ S••••••••• P•••••• C•••••• L••Registered adviserregistration: current employment
Oct 13, 2023 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Jun 1, 2009 to Oct 9, 2023factForm ADV
→ M••••• S•••••• • C•• L••Registered adviserregistration: previous registration
Apr 21, 2009 to Jun 1, 2009factForm ADV
→ R•••••• J•••• • A••••••••• I•••Registered adviser

Dated events

Order

Occurred
9 Oct 2023
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jun 2, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.