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Advisor at LPL FINANCIAL LLC
BLOOMINGTON, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jun 30, 2023 | n/a | yes | BLOOMINGTON, MN | Current employment |
| WOODBURY FINANCIAL SERVICES, INC. | Former SEC adviser | Oct 2, 2017 | Jul 6, 2023 | no | BLOOMINGTON, MN|LAKE ELMO, MN|BLOOMINGTON, MN|Bloomington, MN | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Aug 12, 2010 | Oct 6, 2017 | no | BLOOMINGTON, MN|MINNEAPOLIS, MN|MINNEAPOLIS, MN|WAYZATA, MN|BLOOMINGTON, MN|MINNEAPOLIS, MN|MINNEAPOLIS, MN|BLOOMINGTON, MN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WOODBURY FINANCIAL SERVICES, INC. | LPL FINANCIAL LLC | Jul 6, 2023 | Jun 30, 2023 | -6 | Firm change | Ibd to ibd |
| WELLS FARGO ADVISORS | WOODBURY FINANCIAL SERVICES, INC. | Oct 6, 2017 | Oct 2, 2017 | -4 | Firm change | Other |