P••••••• R•••••

Advisor at C••• L••

OMAHA, NE | San Antonio, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 3:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Nov 30, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••• L••	Bd affiliated wealth	Jul 21, 2026	n/a	yes	OMAHA, NE\|San Antonio, TX	Current employment
E••••• J••••	National bd RIA	Dec 20, 2022	Jul 19, 2026	no	ST. LOUIS, MO\|San Antonio, TX\|ST LOUIS, MO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••••• J••••	C••• L••	Jul 19, 2026	Jul 21, 2026	2	Firm change	Ibd to ibd
U••• I••••••••• S••••••• C••••••	E••••• J••••	Dec 21, 2020	Dec 20, 2022

Relationships

Registered with (4)

→ C••• L••Registered adviserregistration: current employment
Jul 21, 2026 to presentfactForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Dec 20, 2022 to Jul 19, 2026factForm ADV
→ U••• I••••••••• S••••••• C••••••Registered adviserregistration: previous registration
Sep 29, 2014 to Dec 21, 2020factForm ADV
→ U••• F•••••••• P••••••• S•••••••

Dated events

Order

Occurred
19 Jul 2026
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Nov 30, 2009
Last observed: Sep 15, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.