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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

USAA FINANCIAL PLANNING SERVICES

USAA FINANCIAL PLANNING SERVICES INSURANCE AGENCY, INC., CRD 106352

SAN ANTONIO, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:df2e4c7b-5a66-d7eb-4b11-bc9d9dc9a492

Data as of Aug 7, 2017 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 1,214
Dated events: 0
On other graphs: 0
Observed: Mar 30, 2012 to Aug 7, 2017
17 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 9,427
Advisory employees: 23
SEC number: 801-53347
CRD: 106352
Filings on the tape: 17
First filed: Mar 30, 2012
Latest filed: Aug 7, 2017
Organised: Corporation, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ALEXANDER, LISA, COBB	VICE PRESIDENT	Na	yes	07/2017	Jul 19, 2017	Aug 7, 2017
ALLISON, SCOTT, GEORGE	LEAD EXECUTIVE	Na	yes	09/2015	Mar 30, 2012	Aug 7, 2017
BRISSETTE, LORI, MASSEY	ASSISTANT VICE PRESIDENT	Na	yes	02/2017	Mar 1, 2017	Aug 7, 2017
DUDLEY, JASON, WAYDE	VICE PRESIDENT	Na	yes	02/2017	Mar 1, 2017	Aug 7, 2017
GROTHUES, THOMAS, JOHN	DIRECTOR, SENIOR VICE PRESIDENT	Na	yes	03/2015	Aug 7, 2015	Aug 7, 2017
Hadfield, Jon, Koven	Secretary	Na	yes	08/2017	Aug 7, 2017	Aug 7, 2017
HANKS, KAREN, ELIZABETH	ASSISTANT VICE PRESIDENT	Na	yes	02/2017	Mar 1, 2017	Aug 7, 2017
HIGBY, STEPHANIE, ANN	CHIEF COMPLIANCE OFFICER	Na	yes	06/2017	Jul 19, 2017	Aug 7, 2017
MCNAMARA, DANIEL, SEAN	DIRECTOR, SENIOR VICE PRESIDENT	Na	yes	12/2013	Mar 30, 2012	Aug 7, 2017
PAWLOSKI, JOHN, NORMAN	VP, COMPLIANCE OFFICER	Na	yes	12/2013	Jul 2, 2012	Aug 7, 2017
REGISTER, KIRSTEN, MARI	VP, CHIEF ACCOUNTING OFFICER & CONTROLLER	Na	yes	04/2008	Mar 30, 2012	Aug 7, 2017
SMITH, KENNETH, WAYNE	SVP, ASSISTANT SECRETARY	Na	yes	05/2012	Jul 2, 2012	Aug 7, 2017
STORK, MARY, ELIZABETH	Director	Na	yes	01/2016	Mar 30, 2016	Aug 7, 2017
UNITED SERVICES AUTOMOBILE ASSOCIATION	Shareholder	E	yes	12/2010	Mar 30, 2012	Aug 7, 2017
URBANCZYK, ROSE, MARIE	VP, TREASURER	Na	yes	03/2015	Mar 31, 2015	Aug 7, 2017

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
USAA ASSET MANAGEMENT COMPANY	n/a	Former SEC adviser	$148B	N	yes	n/a
IDR INVESTMENT MANAGEMENT, LLC	n/a	n/a	n/a	N	no	n/a
SQUARE MILE CAPITAL MANAGEMENT II LLC	n/a	n/a	n/a	N	no	n/a
SQUARE MILE CAPITAL MANAGEMENT III LLC	n/a	n/a	n/a	N	no	n/a
SQUARE MILE CAPITAL MANAGEMENT IV LLC	n/a	n/a	n/a	N	no	n/a
SQUARE MILE CAPITAL MANAGEMENT LLC	n/a	n/a	n/a	N	no	n/a
USAA FEDERAL SAVINGS BANK	n/a	n/a	n/a	N	yes	n/a
USAA FINANCIAL ADVISORS, INC.	n/a	n/a	n/a	N	yes	n/a
USAA INVESTMENT MANAGEMENT COMPANY	n/a	No RAUM reported	n/a	N	yes	n/a
USAA LIFE INSURANCE COMPANY	n/a	n/a	n/a	N	yes	n/a
USAA LIFE INSURANCE COMPANY OF NEW YORK	n/a	n/a	n/a	N	yes	n/a
USAA REAL ESTATE COMPANY	n/a	n/a	n/a	N	yes	n/a
USAA SAVINGS BANK	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Phoenix	Az	United States	n/a	no
Atlanta	Ga	United States	n/a	no
SAN ANTONIO	TX	United States	n/a	no
Vienna	Va	United States	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2016	Mar 31, 2017	n/a	n/a	9,427	23	n/a	n/a	n/a
2015	Mar 30, 2016	n/a	n/a	9,107	23	n/a	n/a	n/a
2014	Mar 31, 2015	n/a	n/a	9,408	1,391	n/a	n/a	n/a
2013	Mar 31, 2014	n/a	n/a	8,409	1,190	n/a	n/a	n/a
2012	Apr 1, 2013	n/a	n/a	7,804	1,100	n/a	n/a	n/a
2011	Mar 30, 2012	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2016	n/a	n/a	n/a	n/a	n/a	9,427	9,107	n/a	n/a

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
CHARLES SCHWAB & CO., INC.	3	Nov 13, 2017	Jun 9, 2023	PHOENIX, AZ	Team lift out	Other	0.5%
LPL FINANCIAL LLC	2	Jul 31, 2017	Jan 1, 2025	TAMPA, FL	Team lift out	Other	0.3%
VANGUARD ADVISERS, INC.	2	Jul 14, 2017	Aug 22, 2017	PHOENIX, AZ	Team lift out	Other	0.3%
SCHWAB WEALTH ADVISORY, INC.	2	May 5, 2017	Jun 7, 2022	PHOENIX, AZ	Team lift out	Other	0.3%
LPL FINANCIAL LLC	2	Oct 26, 2016	Oct 25, 2016	SAN ANTONIO, TX	Team lift out	Other	0.3%
HSBC SECURITIES (USA) INC.	2	Jul 28, 2016	Jan 15, 2017	NEW YORK,, NY	Team lift out	Other	0.3%
OPPENHEIMER & CO. INC.	2	Jul 27, 2016	Sep 1, 2016	HOUSTON, TX	Team lift out	Other	0.3%
VANGUARD ADVISERS, INC.	2	Jul 12, 2016	Aug 25, 2016	PHOENIX, AZ	Team lift out	Other	0.3%
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	2	Apr 21, 2016	Aug 19, 2020	ADDISON, TX	Team lift out	Other	0.3%
USAA INVESTMENT SERVICES COMPANY	2	Dec 8, 2015	Dec 16, 2015	SAN ANTONIO, TX	Channel change	Other	0.3%
USAA INVESTMENT SERVICES COMPANY	2	Sep 14, 2015	Sep 8, 2017	SAN ANTONIO, TX	Channel change	Other	0.3%
USAA INVESTMENT SERVICES COMPANY	2	Aug 26, 2015	Aug 18, 2017	SAN ANTONIO, TX	Channel change	Other	0.3%
USAA INVESTMENT SERVICES COMPANY	3	Feb 12, 2015	Feb 16, 2015	SAN ANTONIO, TX	Channel change	Other	0.5%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	2	Sep 20, 2017	Nov 29, 2017	CHANDLER, AZ	Team lift out	Other	0.0%
J.P. MORGAN SECURITIES LLC	2	Jan 31, 2017	Mar 3, 2017	SAN ANTONIO, TX	Team lift out	Other	0.0%
USAA INVESTMENT SERVICES COMPANY	5	Nov 8, 2016	Nov 10, 2016	SAN ANTONIO, TX	Channel change	Other	14.3%
USAA INVESTMENT SERVICES COMPANY	2	Nov 3, 2016	Oct 28, 2016	PEORIA, AZ	Channel change	Other	5.4%
USAA INVESTMENT SERVICES COMPANY	5	Oct 14, 2016	Oct 19, 2016	SAN ANTONIO, TX	Channel change	Other	11.9%
T. ROWE PRICE ADVISORY SERVICES, INC.	2	Apr 19, 2016	May 20, 2016	COLORADO SPRINGS, CO	Team lift out	Other	0.9%
EDWARD JONES	2	Feb 23, 2016	Apr 1, 2016	IRVING, TX	Team lift out	Other	0.0%
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	2	Feb 24, 2015	Apr 24, 2015	CHANDLER, AZ	Team lift out	Other	0.0%

Relationships

showing 80 of 1,214

Affiliated with (2)

→ USAA ASSET MANAGEMENT COMPANYRegistered adviserother investment adviser, bank, common control
factForm ADV
→ USAA INVESTMENT SERVICES COMPANYRegistered adviserother investment adviser, broker-dealer, common control
factForm ADV

Controls (15)

← URBANCZYK, ROSE, MARIEOwnerVP, TREASURER, ownership code NA, individual
Mar 31, 2015 to presentfactForm ADV
← ALEXANDER, LISA, COBBOwnerVICE PRESIDENT, ownership code NA, individual
Jul 19, 2017 to presentfactForm ADV
← PAWLOSKI, JOHN, NORMANOwnerVP, COMPLIANCE OFFICER, ownership code NA, individual
Jul 2, 2012 to presentfactForm ADV
← SMITH, KENNETH, WAYNEOwnerSVP, ASSISTANT SECRETARY, ownership code NA, individual
Jul 2, 2012 to presentfactForm ADV
← MCNAMARA, DANIEL, SEANOwnerDIRECTOR, SENIOR VICE PRESIDENT, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← ALLISON, SCOTT, GEORGEOwnerLEAD EXECUTIVE, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← HANKS, KAREN, ELIZABETHOwnerASSISTANT VICE PRESIDENT, ownership code NA, individual
Mar 1, 2017 to presentfactForm ADV
← STORK, MARY, ELIZABETHOwnerDIRECTOR, ownership code NA, individual
Mar 30, 2016 to presentfactForm ADV
← DUDLEY, JASON, WAYDEOwnerVICE PRESIDENT, ownership code NA, individual
Mar 1, 2017 to presentfactForm ADV
← HIGBY, STEPHANIE, ANNOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jul 19, 2017 to presentfactForm ADV
← REGISTER, KIRSTEN, MARIOwnerVP, CHIEF ACCOUNTING OFFICER & CONTROLLER, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← BRISSETTE, LORI, MASSEYOwnerASSISTANT VICE PRESIDENT, ownership code NA, individual
Mar 1, 2017 to presentfactForm ADV
← GROTHUES, THOMAS, JOHNOwnerDIRECTOR, SENIOR VICE PRESIDENT, ownership code NA, individual
Aug 7, 2015 to presentfactForm ADV
← Hadfield, Jon, KovenOwnerSECRETARY, ownership code NA, individual
Aug 7, 2017 to presentfactForm ADV
← UNITED SERVICES AUTOMOBILE ASSOCIATIONOwnerSHAREHOLDER, ownership code E, domestic entity
Mar 30, 2012 to presentfactForm ADV

Moved with (4)

→ LPL FINANCIAL LLCRegistered adviser2 advisors, team lift out
Jul 31, 2017 to Jan 1, 2025factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviser3 advisors, team lift out
Nov 13, 2017 to Jun 9, 2023factForm ADV
→ SCHWAB WEALTH ADVISORY, INC.Registered adviser2 advisors, team lift out, same day
May 5, 2017 to Jun 7, 2022factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviser2 advisors, team lift out
Apr 21, 2016 to Aug 19, 2020factForm ADV

Registered with (59)

← Carla Cristine UlrichherringAdvisorregistration: previous registration
Jan 27, 2017 to Jan 8, 2018factForm ADV
← DANIEL FUENTESAdvisorregistration: previous registration
Nov 30, 2009 to Jan 8, 2018factForm ADV
← Donald Eugene FranksAdvisorregistration: previous registration
Sep 5, 2012 to Jan 8, 2018factForm ADV
← JOSEPH DONALD OCHOAAdvisorregistration: previous registration
Sep 13, 2011 to Jan 8, 2018factForm ADV
← Doris J MauleAdvisorregistration: previous registration
Nov 23, 2016 to Jan 8, 2018factForm ADV
← BRETT STEFFAN KALBFLEISCHAdvisorregistration: previous registration
Dec 11, 2008 to Jan 8, 2018factForm ADV
← JEAN FLANAGAN PRINAAdvisorregistration: previous registration
May 11, 2010 to Jan 8, 2018factForm ADV
← Tamara Lyn O'NealAdvisorregistration: previous registration
Mar 28, 2013 to Jan 8, 2018factForm ADV
← MICHAEL LOUIS GLOBENFELTAdvisorregistration: previous registration
Apr 26, 2011 to Jan 8, 2018factForm ADV
← STEVEN ERIK TREVORAdvisorregistration: previous registration
Jun 30, 2014 to Jan 8, 2018factForm ADV
← CHRISTOPHER LAWRENCE BORZYCHAdvisorregistration: previous registration
Feb 13, 2003 to Jan 8, 2018factForm ADV
← DAVID WAYNE YORKAdvisorregistration: previous registration
Jun 1, 2015 to Jan 8, 2018factForm ADV
← Steven Patrick ParisAdvisorregistration: previous registration
Nov 30, 2006 to Jan 8, 2018factForm ADV
← SEAN THOMAS COLLINSAdvisorregistration: previous registration
Mar 18, 2005 to Jan 8, 2018factForm ADV
← STEVEN KENNETH UMSTEADAdvisorregistration: previous registration
Sep 18, 2013 to Jan 8, 2018factForm ADV
← MARTIN JAMES MATAAdvisorregistration: previous registration
Oct 22, 2007 to Jan 8, 2018factForm ADV
← JOHN JAMES SHEEHANAdvisorregistration: previous registration
Jun 15, 2010 to Jan 8, 2018factForm ADV
← EDWARD MCKAY FELTAdvisorregistration: previous registration
Jul 29, 2016 to Jan 8, 2018factForm ADV
← Scott Thacher RossAdvisorregistration: previous registration
Nov 24, 2014 to Jan 8, 2018factForm ADV
← GREGORY FRAZIER CHILDRESSAdvisorregistration: previous registration
Sep 13, 2013 to Jan 8, 2018factForm ADV
← CHARLES ELDON GARNERAdvisorregistration: previous registration
Jan 31, 2014 to Jan 8, 2018factForm ADV
← Christopher TottenAdvisorregistration: previous registration
Sep 3, 2012 to Jan 8, 2018factForm ADV
← SOLOMON CARTIERAdvisorregistration: previous registration
Dec 22, 2014 to Jan 8, 2018factForm ADV
← KENNETH KAJ HAYCRAFTAdvisorregistration: previous registration
Mar 28, 2007 to Jan 8, 2018factForm ADV
← JAMES Walter QUAIDERAdvisorregistration: previous registration
Mar 13, 2015 to Jan 8, 2018factForm ADV
← MARY ELIZABETH MEDLINAdvisorregistration: previous registration
Jan 2, 2009 to Jan 8, 2018factForm ADV
← JANET MARY HALEYAdvisorregistration: previous registration
Jun 26, 2014 to Jan 8, 2018factForm ADV
← MICHAEL BRATSZTEINAdvisorregistration: previous registration
Jan 4, 2010 to Jan 8, 2018factForm ADV
← DEAN JOSEPH HUWEAdvisorregistration: previous registration
Jun 6, 2017 to Jan 8, 2018factForm ADV
← Susan L RednourAdvisorregistration: previous registration
Apr 13, 2012 to Jan 8, 2018factForm ADV
and 29 more

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:df2e4c7b-5a66-d7eb-4b11-bc9d9dc9a492
First observed: Mar 30, 2012
Last observed: Aug 7, 2017 111 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

USAA FINANCIAL PLANNING SERVICES

USAA FINANCIAL PLANNING SERVICES INSURANCE AGENCY, INC., CRD 106352

SAN ANTONIO, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:df2e4c7b-5a66-d7eb-4b11-bc9d9dc9a492

Data as of Aug 7, 2017 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:07 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ALEXANDER, LISA, COBB

VICE PRESIDENT

yes

07/2017

Jul 19, 2017

Aug 7, 2017

ALLISON, SCOTT, GEORGE

LEAD EXECUTIVE

yes

09/2015

Mar 30, 2012

Aug 7, 2017

BRISSETTE, LORI, MASSEY

ASSISTANT VICE PRESIDENT

yes

02/2017

Mar 1, 2017

Aug 7, 2017

DUDLEY, JASON, WAYDE

VICE PRESIDENT

yes

02/2017

Mar 1, 2017

Aug 7, 2017

GROTHUES, THOMAS, JOHN

DIRECTOR, SENIOR VICE PRESIDENT

yes

03/2015

Aug 7, 2015

Aug 7, 2017

Hadfield, Jon, Koven

Secretary

yes

08/2017

Aug 7, 2017

HANKS, KAREN, ELIZABETH

ASSISTANT VICE PRESIDENT

yes

02/2017

Mar 1, 2017

Aug 7, 2017

HIGBY, STEPHANIE, ANN

CHIEF COMPLIANCE OFFICER

yes

06/2017

Jul 19, 2017

Aug 7, 2017

MCNAMARA, DANIEL, SEAN

DIRECTOR, SENIOR VICE PRESIDENT

yes

12/2013

Mar 30, 2012

Aug 7, 2017

PAWLOSKI, JOHN, NORMAN

VP, COMPLIANCE OFFICER

yes

12/2013

Jul 2, 2012

Aug 7, 2017

VP, CHIEF ACCOUNTING OFFICER & CONTROLLER

yes

04/2008

Mar 30, 2012

Aug 7, 2017

SMITH, KENNETH, WAYNE

SVP, ASSISTANT SECRETARY

yes

05/2012

Jul 2, 2012

Aug 7, 2017

STORK, MARY, ELIZABETH

Director

yes

01/2016

Mar 30, 2016

Aug 7, 2017

UNITED SERVICES AUTOMOBILE ASSOCIATION

Shareholder

yes

12/2010

Mar 30, 2012

Aug 7, 2017

URBANCZYK, ROSE, MARIE

VP, TREASURER

yes

03/2015

Mar 31, 2015

Aug 7, 2017

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

USAA ASSET MANAGEMENT COMPANY

n/a

Former SEC adviser

$148B

yes

n/a

IDR INVESTMENT MANAGEMENT, LLC

n/a

SQUARE MILE CAPITAL MANAGEMENT II LLC

n/a

SQUARE MILE CAPITAL MANAGEMENT III LLC

n/a

SQUARE MILE CAPITAL MANAGEMENT IV LLC

n/a

SQUARE MILE CAPITAL MANAGEMENT LLC

n/a

USAA FEDERAL SAVINGS BANK

n/a

yes

n/a

USAA FINANCIAL ADVISORS, INC.

n/a

yes

n/a

USAA INVESTMENT MANAGEMENT COMPANY

n/a

No RAUM reported

n/a

yes

n/a

USAA LIFE INSURANCE COMPANY

n/a

yes

n/a

USAA LIFE INSURANCE COMPANY OF NEW YORK

n/a

yes

n/a

USAA REAL ESTATE COMPANY

n/a

yes

n/a

USAA SAVINGS BANK

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Phoenix

United States

n/a

Atlanta

United States

n/a

SAN ANTONIO

United States

n/a

Vienna

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2016

Mar 31, 2017

n/a

9,427

n/a

2015

Mar 30, 2016

n/a

9,107

n/a

2014

Mar 31, 2015

n/a

9,408

1,391

n/a

2013

Mar 31, 2014

n/a

8,409

1,190

n/a

2012

Apr 1, 2013

n/a

7,804

1,100

n/a

2011

Mar 30, 2012

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2016

n/a

9,427

9,107

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

CHARLES SCHWAB & CO., INC.

Nov 13, 2017

Jun 9, 2023

PHOENIX, AZ

Team lift out

Other

0.5%

LPL FINANCIAL LLC

Jul 31, 2017

Jan 1, 2025

TAMPA, FL

Team lift out

Other

0.3%

VANGUARD ADVISERS, INC.

Jul 14, 2017

Aug 22, 2017

PHOENIX, AZ

Team lift out

Other

0.3%

SCHWAB WEALTH ADVISORY, INC.

May 5, 2017

Jun 7, 2022

PHOENIX, AZ

Team lift out

Other

0.3%

LPL FINANCIAL LLC

Oct 26, 2016

Oct 25, 2016

SAN ANTONIO, TX

Team lift out

Other

0.3%

HSBC SECURITIES (USA) INC.

Jul 28, 2016

Jan 15, 2017

NEW YORK,, NY

Team lift out

Other

0.3%

OPPENHEIMER & CO. INC.

Jul 27, 2016

Sep 1, 2016

HOUSTON, TX

Team lift out

Other

0.3%

VANGUARD ADVISERS, INC.

Jul 12, 2016

Aug 25, 2016

PHOENIX, AZ

Team lift out

Other

0.3%

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Apr 21, 2016

Aug 19, 2020

ADDISON, TX

Team lift out

Other

0.3%

USAA INVESTMENT SERVICES COMPANY

Dec 8, 2015

Dec 16, 2015

SAN ANTONIO, TX

Channel change

Other

0.3%

USAA INVESTMENT SERVICES COMPANY

Sep 14, 2015

Sep 8, 2017

SAN ANTONIO, TX

Channel change

Other

0.3%

USAA INVESTMENT SERVICES COMPANY

Aug 26, 2015

Aug 18, 2017

SAN ANTONIO, TX

Channel change

Other

0.3%

USAA INVESTMENT SERVICES COMPANY

Feb 12, 2015

Feb 16, 2015

SAN ANTONIO, TX

Channel change

Other

0.5%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Sep 20, 2017

Nov 29, 2017

CHANDLER, AZ

Team lift out

Other

0.0%

J.P. MORGAN SECURITIES LLC

Jan 31, 2017

Mar 3, 2017

SAN ANTONIO, TX

Team lift out

Other

0.0%

USAA INVESTMENT SERVICES COMPANY

Nov 8, 2016

Nov 10, 2016

SAN ANTONIO, TX

Channel change

Other

14.3%

USAA INVESTMENT SERVICES COMPANY

Nov 3, 2016

Oct 28, 2016

PEORIA, AZ

Channel change

Other

5.4%

USAA INVESTMENT SERVICES COMPANY

Oct 14, 2016

Oct 19, 2016

SAN ANTONIO, TX

Channel change

Other

11.9%

T. ROWE PRICE ADVISORY SERVICES, INC.

Apr 19, 2016

May 20, 2016

COLORADO SPRINGS, CO

Team lift out

Other

0.9%

EDWARD JONES

Feb 23, 2016

Apr 1, 2016

IRVING, TX

Team lift out

Other

0.0%

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Feb 24, 2015

Apr 24, 2015

CHANDLER, AZ

Team lift out

Other

0.0%