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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)21 years in industry

MARY KATHERINE BRIMER

Advisor at OSAIC WEALTH, INC.

WARWICK, RI

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jun 30, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 6, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 3
Designations: Chartered Financial Consultant
Exams: S63|S65
First exam: Dec 6, 2004
First registration: Jun 30, 2006
Dual registered: yes, broker-dealer
Other names: MARY KATHERINE MCELHENY|MARY KATHERINE MACMANUS|MARY BRIMER|MARY KATHERINE BRIMER|Mary Katherine Brimer Alba|MARY KATHERINE BRIMER ALBA
IAPD individual key: 4852991

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Sep 1, 2023	n/a	yes	WARWICK, RI	Current employment
SAGEPOINT FINANCIAL, INC.	Former SEC adviser	Nov 15, 2022	Sep 1, 2023	no	BRAINTREE, MA\|Warwick, RI\|WARWICK, RI	Previous registration
ON INVESTMENT MANAGEMENT CO	Bd affiliated wealth	Aug 18, 2011	Nov 16, 2022	no	Saunderstown, RI	Previous registration
PARK AVENUE SECURITIES LLC	Bd affiliated wealth	Jun 24, 2010	Aug 31, 2011	no	MIDDLETON, MA\|COVENTRY, RI\|MIDDLETON, MA	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Apr 10, 2007	Jun 15, 2010	no	EAST GREENWICH, RI\|WEST WARWICK, RI	Previous registration
SIGNATOR INVESTORS, INC.	Former SEC adviser	Jun 30, 2006	Apr 11, 2007	no	WARWICK, RI\|WARWICK, RI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SAGEPOINT FINANCIAL, INC.	OSAIC WEALTH, INC.	Sep 1, 2023	Sep 1, 2023	0	Bulk transfer	Ibd to ibd
ON INVESTMENT MANAGEMENT CO	SAGEPOINT FINANCIAL, INC.	Nov 16, 2022	Nov 15, 2022	-1	Firm change	Ibd to ibd
PARK AVENUE SECURITIES LLC	ON INVESTMENT MANAGEMENT CO	Aug 31, 2011	Aug 18, 2011	-13	Firm change	Other
MML INVESTORS SERVICES, LLC	PARK AVENUE SECURITIES LLC	Jun 15, 2010	Jun 24, 2010	9	Firm change	Other
SIGNATOR INVESTORS, INC.	MML INVESTORS SERVICES, LLC	Apr 11, 2007	Apr 10, 2007	-1	Firm change	Other

Relationships

Registered with (6)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Sep 1, 2023 to presentfactForm ADV
→ SAGEPOINT FINANCIAL, INC.Registered adviserregistration: previous registration
Nov 15, 2022 to Sep 1, 2023factForm ADV
→ ON INVESTMENT MANAGEMENT CORegistered adviserregistration: previous registration
Aug 18, 2011 to Nov 16, 2022factForm ADV
→ PARK AVENUE SECURITIES LLCRegistered adviserregistration: previous registration
Jun 24, 2010 to Aug 31, 2011factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Apr 10, 2007 to Jun 15, 2010factForm ADV
→ SIGNATOR INVESTORS, INC.Registered adviserregistration: previous registration
Jun 30, 2006 to Apr 11, 2007factForm ADV

Dated events

Occurred
Nov 16, 2022
Advisor changed firm
Mary Katherine Brimer left On Investment Management Co for Sagepoint Financial, Inc. (registered 2022-11-15)
Form ADVobserved 6 days ago