DFX Intelligence

M••• V•••••• F••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)31 years in industry

M••• V•••••• F••••••

Advisor at C••••••• W••••• M••••••••• L••

YARDLEY, PA

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Search this name across graphsid dfx:ria:9ef79e98-aa92-3558-4e0f-9a48f6dee4aa

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jun 26, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 19, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• W••••• M••••••••• L••	Independent wealth	Aug 12, 2022	n/a	yes	YARDLEY, PA	Current employment
W•••• F•••• A•••••••	Wirehouse	Jun 26, 2003	Jun 30, 2022	no	FAIRLESS HILLS, PA\|FAIRLESS HILL, PA\|RADNOR, PA\|PHILADELPHIA, PA\|BRISTOL, PA\|LEVITTOWN, PA\|BRISTOL, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	C••••••• W••••• M••••••••• L••	Jun 30, 2022	Aug 12, 2022	43	Firm change	Wirehouse to RIA

Relationships

Registered with (2)

→ C••••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Aug 12, 2022 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jun 26, 2003 to Jun 30, 2022factForm ADV

Dated events

Occurred
Jun 30, 2022
Advisor changed firm
M••• V•••••• F•••••• left W•••• F•••• A••••••• for C••••••• W••••• M••••••••• L•• (registered 2022-08-12)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9ef79e98-aa92-3558-4e0f-9a48f6dee4aa
First observed: Jun 26, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.