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Advisor at CETERA INVESTMENT ADVISERS LLC
RIDGELAND, MS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Oct 10, 2024 | n/a | yes | RIDGELAND, MS | Current employment |
| PRUCO SECURITIES, LLC | No RAUM reported | Mar 3, 2016 | Aug 19, 2024 | no | Newark, NJ|Metairie, LA|Ridgeland, MS | Previous registration |
| EAGLE STRATEGIES LLC | Bd affiliated wealth | Jul 22, 2013 | Oct 9, 2015 | no | SUNRISE, FL|RIDGELAND, MS | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PRUCO SECURITIES, LLC | CETERA INVESTMENT ADVISERS LLC | Aug 19, 2024 | Oct 10, 2024 | 52 | Firm change | Ibd to ibd |
| EAGLE STRATEGIES LLC | PRUCO SECURITIES, LLC | Oct 9, 2015 | Mar 3, 2016 | 146 | Firm change | Other |