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Advisor at NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC
Leonardtown, MD | SAN DIEGO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | No RAUM reported | Mar 23, 2021 | n/a | yes | SAN DIEGO, CA|Leonardtown, MD | Current employment |
| SOUND FINANCIAL PLANNING, INC. | n/a | Jun 25, 2020 | Jan 18, 2021 | no | MOUNT VERNON, WA | Previous registration |
| PARK AVENUE SECURITIES LLC | Bd affiliated wealth | Mar 3, 2017 | Sep 20, 2019 | no | TALLAHASSEE, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SOUND FINANCIAL PLANNING, INC. | NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | Jan 18, 2021 | Mar 23, 2021 | 64 | Firm change | Other |
| PARK AVENUE SECURITIES LLC | SOUND FINANCIAL PLANNING, INC. | Sep 20, 2019 | Jun 25, 2020 | 279 | Firm change | Other |