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Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Las Vegas, NV
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Dec 14, 2015 | n/a | yes | Las Vegas, NV|Las Vegas, NV | Current employment |
| TRICOR ADVISORY SERVICES, LLC | Former SEC adviser | Jan 19, 2012 | Dec 7, 2015 | no | LAS VEGAS, NV | Previous registration |
| INVEST FINANCIAL CORPORATION | Former SEC adviser | Oct 15, 2003 | Jun 6, 2007 | no | LAS VEGAS, NV|LAS VEGAS, NV | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| TRICOR ADVISORY SERVICES, LLC | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Dec 7, 2015 | Dec 14, 2015 | 7 | Firm change | Other |
| INVEST FINANCIAL CORPORATION | TRICOR ADVISORY SERVICES, LLC | Jun 6, 2007 | Jan 19, 2012 | 1,688 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 141775:134139:NV:2015-12-07 | Dec 7, 2015 | Dec 14, 2015 | LAS VEGAS, NV | Firm change |