DFX Intelligence

R••••• I•••••• P••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

R••••• I•••••• P••••

Advisor at P•••••• I••••••••• M••••••••• I•••

••• Locked

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Search this name across graphsid dfx:ria:9f08687c-973a-02e6-497b-3383625f6104

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Mar 1, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••• I••••••••• M••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Current registrations: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••• I••••••••• M••••••••• I•••	Independent wealth	Jun 20, 2022	n/a	yes	Coral Gables, FL\|HIGHLAND PARK, IL	Current employment
I•••••• S••••••••• I•••	Mixed wealth	Dec 10, 2019	n/a	yes	Coral Gables, FL\|Fort Mill, SC	Current employment

Relationships

Registered with (2)

→ P•••••• I••••••••• M••••••••• I•••Registered adviserregistration: current employment
Jun 20, 2022 to presentfactForm ADV
→ I•••••• S••••••••• I•••Registered adviserregistration: current employment
Dec 10, 2019 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9f08687c-973a-02e6-497b-3383625f6104
First observed: Mar 1, 2013
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.