DFX Intelligence

C•••• P••••••••• L•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

C•••• P••••••••• L•••

CRD 118729

BOSTON, MA

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Search this name across graphsid dfx:ria:9f097b51-4697-cb11-6c28-1a10adab763a

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 32
Dated events: 9
On other graphs: 1
Observed: Mar 26, 2012 to Mar 30, 2026
28 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Real Estate Fundsidentity

C•••• P••••••••• L•••

Real estate fund manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=0.96 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $9.1B••• Locked
Discretionary RAUM: $8.0B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 157

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
C•••• I••••••••• V•••• F••• V•• L•••	Real Estate Fund	$2.2B	Mar 28, 2024	55	Mar 23, 2020	reported	021-352805
C•••• I••••••••• C••• F••• I•• L•••	Real Estate Fund	$1.4B

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C•••• P••••••••• I•••	GENERAL PARTNER	Na	yes	12/2001	Mar 26, 2012	Mar 28, 2024
C••••••••• A•••• D•••••	Trustee	F	yes	08/2020	Mar 29, 2021	Mar 28, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
C•••• I••••••••• C••• F••• I• M••••••• L•••••• P•••••••••	n/a	n/a	n/a	N	yes	n/a
C•••• I••••••••• C••• F••• I•• M••••••• L•••••• P•••••••••	n/a	n/a	n/a	N	yes	n/a
C•••• I••••••••• O••••••••• F••• I• G•• L••

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Dallas	TX	United States	5	no
Irvine	CA	United States	4	no
OAK BROOK TERRACE	IL	United States	4	no
Atlanta	Ga	United States	3	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$9.1B	$9.3B	-1.9%	$6.8B	10.3%	157	133	5	5

Relationships

Advises (15)

→ C••• V• D••••••••• F•••• L•••Private fundReal Estate Fund, IA
Mar 29, 2021 to presentfactForm ADV
→ C••• V• A••••••••• L•••Private fundReal Estate Fund, IA
Mar 28, 2022 to presentfactForm ADV
→ C•••• I••••••••• C••• F••• I••• L•••Private fundReal Estate Fund, IA
Mar 28, 2022 to presentfactForm ADV
→ C•••• U• C•••••••• I••••••••• F•••• S•••

Dated events

Occurred
Mar 28, 2024
Control person left
Bicknell Howard Hodgson (Limited Partner/Vice Chairman) no longer on Schedule A of C•••• P••••••••• L••• (listed 2023-12-22, absent 2024-03-28)
Form ADVobserved 7 days ago
Occurred
Jun 6, 2023
Control person left
Wentworth Harborne Stuart (Cfo) no longer on Schedule A of C•••• P••••••••• L••• (listed 2023-03-29, absent 2023-06-06)
Form ADVobserved 7 days ago
Occurred
Mar 29, 2023
Regulatory AUM changed
C•••• P••••••••• L••• reported RAUM $6.8B, up 41% from $4.8B (2023-01-13 to 2023-03-29)
Form ADVobserved 7 days ago
$2.0B

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9f097b51-4697-cb11-6c28-1a10adab763a
First observed: Mar 26, 2012
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.