DFX Intelligence

B••••••••• S•••• K••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorChartered Financial Consultant39 years in industry

B••••••••• S•••• K••••

Advisor at K••••• L•• R••••••••• I••••••••• A••••••

TUSTIN, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9f170f36-600d-7b65-8650-30be4d4b2651

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Feb 15, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K••••• L•• R••••••••• I••••••••• A••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jul 27, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K••••• L•• R••••••••• I••••••••• A••••••	STATE_R•••••••••	Jan 1, 2026	n/a	yes	TUSTIN, CA	Current employment
S•••• C••••••• L••	STATE_R•••••••••	Jun 28, 2017	Aug 10, 2018	no	Tustin, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••• C••••••• L••	K••••• L•• R••••••••• I••••••••• A••••••	Aug 10, 2018	Jan 1, 2026	2,701	Firm change after gap	Other
K••••• L•• R••••••••• I••••••••• A••••••	S•••• C••••••• L••	Dec 31, 2016	Jun 28, 2017

Relationships

Registered with (4)

→ K••••• L•• R••••••••• I••••••••• A••••••Registered adviserregistration: previous registration
Jan 6, 2011 to Dec 31, 2016factForm ADV
→ S•••• C••••••• L••Registered adviserregistration: previous registration
Jun 28, 2017 to Aug 10, 2018factForm ADV
→ M•• F•••••••• G••••• I•••Registered adviserregistration: previous registration
Oct 18, 2010 to Jan 28, 2011factForm ADV
→ E•• F•••••••• A•••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9f170f36-600d-7b65-8650-30be4d4b2651
First observed: Feb 15, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.