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Advisor at LPL FINANCIAL LLC
LOS LUNAS, NM | ALBUQUERQUE, NM | RIO RANCHO, NM
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jun 18, 2009 | n/a | yes | ALBUQUERQUE, NM|RIO RANCHO, NM|ALBUQUERQUE, NM|LOS LUNAS, NM|ALBUQUERQUE, NM|ALBUQUERQUE, NM|ALBUQUERQUE, NM|ALBUQUERQUE, NM | Current employment |
| CUNA BROKERAGE SERVICES, INC. | Former SEC adviser | Jan 22, 2004 | Jun 17, 2009 | no | ALBUQUERQUE, NM|ALBUQUERQUE, NM | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CUNA BROKERAGE SERVICES, INC. | LPL FINANCIAL LLC | Jun 17, 2009 | Jun 18, 2009 | 1 | Firm change | Other |