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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

CURA WEALTH ADVISORS, LLC

CRD 332511

CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9f2879bf-b4a1-bbe3-79d8-d85890722f76

Data as of Mar 2, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 4
On other graphs: 0
Observed: Jul 16, 2024 to Mar 2, 2026
10 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $528MItem 5.F on the latest filing (2026-03-02); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $494M
Private client RAUM: $528MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $264Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 3
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 701
Individual clients: 55
High net worth clients: 117
Custody, client assets: $173M
SEC number: 801-130922
CRD: 332511
Filings on the tape: 10
First filed: Jul 16, 2024
Latest filed: Mar 2, 2026
Organised: Limited Liability Company, IL
Website: curawealth.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
FREDERICK MAXIMILIAN KORT	Certified Financial Planner	CHICAGO, IL	1	19	4	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
KORT, FREDERICK, MAXIMILIAN	MANAGING PARTNER	E	yes	09/2024	Sep 26, 2024	Nov 21, 2024
SHAH, NANDAN, JAGDISH	CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, & MANAGING PARTNER	B	yes	07/2024	Jul 16, 2024	Nov 21, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 2 of 3

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 2, 2026	$528M	$494M	3	2	0	n/a	n/a
2024	Mar 28, 2025	$491M	$489M	3	2	0	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	2	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$528M	$491M	7.4%	n/a	n/a	3	3	0	0

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
ARETE WEALTH ADVISORS, LLC	2	Jan 8, 2026	Apr 29, 2025	CHICAGO, IL	Team lift out	Ibd to RIA	1.5%

Relationships

Registered with (2)

← FREDERICK MAXIMILIAN KORTAdvisorregistration: current employment
Apr 29, 2025 to presentfactForm ADV
← NANDAN JAGDISH SHAHAdvisorregistration: current employment
Aug 16, 2024 to presentfactForm ADV

Moved with (1)

← ARETE WEALTH ADVISORS, LLCRegistered adviser2 advisors, team lift out, same day
Jan 8, 2026 to Apr 29, 2025factForm ADV

Controls (2)

← SHAH, NANDAN, JAGDISHOwnerCHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, & MANAGING PARTNER, ownership code B, individual
Jul 16, 2024 to Nov 21, 2024factForm ADV
← KORT, FREDERICK, MAXIMILIANOwnerMANAGING PARTNER, ownership code E, individual
Sep 26, 2024 to Nov 21, 2024factForm ADV

Dated events

Occurred
Jan 8, 2026
Team lift-out
2 advisors left Arete Wealth Advisors, LLC (Chicago, IL) for Cura Wealth Advisors, LLC on the same day
Form ADVobserved 4 days ago
2 advisors
Occurred
Sep 26, 2024
Succession filed (Item 4)
Cura Wealth Advisors, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 5 days ago
Occurred
Sep 26, 2024
Control person joined
Maximilian Frederick Kort (Managing Partner) appeared on Schedule A of Cura Wealth Advisors, Llc
Form ADVobserved 5 days ago
Occurred
Jul 16, 2024
First Form ADV filing
Cura Wealth Advisors, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9f2879bf-b4a1-bbe3-79d8-d85890722f76
First observed: Jul 16, 2024
Last observed: Mar 2, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CURA WEALTH ADVISORS, LLC

CRD 332511

CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9f2879bf-b4a1-bbe3-79d8-d85890722f76

Data as of Mar 2, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:30 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

FREDERICK MAXIMILIAN KORT

Certified Financial Planner

CHICAGO, IL

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

KORT, FREDERICK, MAXIMILIAN

MANAGING PARTNER

yes

09/2024

Sep 26, 2024

Nov 21, 2024

SHAH, NANDAN, JAGDISH

CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, & MANAGING PARTNER

yes

07/2024

Jul 16, 2024

Nov 21, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 2, 2026

$528M

$494M

n/a

2024

Mar 28, 2025

$491M

$489M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$528M

$491M

7.4%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

ARETE WEALTH ADVISORS, LLC

Jan 8, 2026

Apr 29, 2025

CHICAGO, IL

Team lift out

Ibd to RIA

1.5%