DFX Intelligence

T••••• H•••• K•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor27 years in industry

T••••• H•••• K•••••

Advisor at K•••••• I••••••••• M••••••••• I•••

Manchester, NH | LOS ANGELES, CA

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Search this name across graphsid dfx:ria:9f2aa778-db22-3a72-45ea-f4c709ef9a56

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Nov 24, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K•••••• I••••••••• M••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K•••••• I••••••••• M••••••••• I•••	Independent wealth	May 19, 2021	n/a	yes	Manchester, NH\|LOS ANGELES, CA	Current employment
S•• F••••••••• L••	Independent wealth	Nov 24, 2015	May 12, 2021	no	Manchester, NH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•• F••••••••• L••	K•••••• I••••••••• M••••••••• I•••	May 12, 2021	May 19, 2021	7	Firm change	RIA to RIA

Relationships

Registered with (2)

→ K•••••• I••••••••• M••••••••• I•••Registered adviserregistration: current employment
May 19, 2021 to presentfactForm ADV
→ S•• F••••••••• L••Registered adviserregistration: previous registration
Nov 24, 2015 to May 12, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9f2aa778-db22-3a72-45ea-f4c709ef9a56
First observed: Nov 24, 2015
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.