DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at COMMONWEALTH FINANCIAL NETWORK
Franklin, TN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | May 15, 2020 | n/a | yes | Franklin, TN | Current employment |
| SAGESPRING WEALTH PARTNERS | Independent wealth | Sep 20, 2016 | Dec 14, 2020 | no | FRANKLIN, TN | Previous registration |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Jan 2, 2009 | Dec 20, 2016 | no | NASHVILLE, TN|FRANKLIN, TN | Previous registration |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | n/a | Aug 3, 2007 | Jan 2, 2009 | no | FRANKLIN, TN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SAGESPRING WEALTH PARTNERS | COMMONWEALTH FINANCIAL NETWORK | Dec 14, 2020 | May 15, 2020 | -213 | Firm change after gap | RIA to ibd |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | SAGESPRING WEALTH PARTNERS | Dec 20, 2016 | Sep 20, 2016 | -91 | Firm change after gap | Other |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Jan 2, 2009 | Jan 2, 2009 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 283515:8032:TN:2020-12-14 | Dec 14, 2020 | May 15, 2020 | FRANKLIN, TN | Firm change after gap |
| 149018:283515:TN:2016-12-20 | Dec 20, 2016 | Sep 20, 2016 | FRANKLIN, TN | Firm change after gap |