DFX Intelligence

J•••• M•••• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner22 years in industry

J•••• M•••• C••••••

Advisor at U••••• C•••••• F•••••••• A•••••••

WINCHESTER, VA

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Search this name across graphsid dfx:ria:9f2fddd1-5e93-4a3f-f8ce-fcf97c93b0bb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:22 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 15, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U••••• C•••••• F•••••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 12, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
U••••• C•••••• F•••••••• A•••••••	Independent wealth	Apr 29, 2016	n/a	yes	WINCHESTER, VA	Current employment
H•• W••••• M•••••••••	Former SEC adviser	Jan 15, 2004	Apr 29, 2016	no	WINCHESTER, VA\|SHEPHERDSTOWN, WV\|SHEPHERDSTOWN, WV

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H•• W••••• M•••••••••	U••••• C•••••• F•••••••• A•••••••	Apr 29, 2016	Apr 29, 2016	0	Firm change	Other

Relationships

Registered with (2)

→ U••••• C•••••• F•••••••• A•••••••Registered adviserregistration: current employment
Apr 29, 2016 to presentfactForm ADV
→ H•• W••••• M•••••••••Registered adviserregistration: previous registration
Jan 15, 2004 to Apr 29, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9f2fddd1-5e93-4a3f-f8ce-fcf97c93b0bb
First observed: Jan 15, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.