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Advisor at MORGAN STANLEY
New York, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Mar 18, 2021 | n/a | yes | New York, NY | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Jul 10, 2015 | Mar 30, 2021 | no | NEW YORK, NY|WHITE PLAINS, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Oct 10, 2005 | Nov 12, 2010 | no | NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | MORGAN STANLEY | Mar 30, 2021 | Mar 18, 2021 | -12 | Firm change | Wirehouse to wirehouse |
| CHASE INVESTMENT SERVICES CORP. | WELLS FARGO ADVISORS | Nov 12, 2010 | Jul 10, 2015 | 1,701 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:149777:NY:2021-03-30 | Mar 30, 2021 | Mar 18, 2021 | NEW YORK, NY | Firm change |