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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

INTEGRITY MANAGEMENT & RESEARCH INC

CRD 105983

VENICE, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9f3d4429-2894-e31c-1685-65dadb58f52d

Data as of Aug 30, 2012 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Feb 10, 2012 to Aug 30, 2012
3 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
SEC number: 801-42708
CRD: 105983
Filings on the tape: 3
First filed: Feb 10, 2012
Latest filed: Aug 30, 2012
Organised: Corporation, Florida

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
INTEGRITY INVESTMENTS, INC.	Corporation	E	yes	09/1992	Feb 10, 2012	Aug 30, 2012
CURCIO, BRENDEN, RAPHAEL	CHIEF COMPLIANCE OFFICER / SVP	Na	no	09/2004	Feb 10, 2012	Aug 30, 2012
CURCIO, RICHARD, FRANK	President	Na	no	09/1992	Feb 10, 2012	Aug 30, 2012

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
INTEGRITY INVESTMENTS, INC.	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2011	Jun 28, 2012	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2011	n/a	n/a	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Relationships

Owns (2)

← CURCIO, BRENDEN, RAPHAELOwnerCHIEF COMPLIANCE OFFICER / SVP, ownership code NA, individual
Feb 10, 2012 to presentfactForm ADV
← CURCIO, RICHARD, FRANKOwnerPRESIDENT, ownership code NA, individual
Feb 10, 2012 to presentfactForm ADV

Controls (1)

← INTEGRITY INVESTMENTS, INC.OwnerCORPORATION, ownership code E, domestic entity
Feb 10, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9f3d4429-2894-e31c-1685-65dadb58f52d
First observed: Feb 10, 2012
Last observed: Aug 30, 2012 171 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

INTEGRITY MANAGEMENT & RESEARCH INC

CRD 105983

VENICE, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9f3d4429-2894-e31c-1685-65dadb58f52d

Data as of Aug 30, 2012 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:12 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

INTEGRITY INVESTMENTS, INC.

Corporation

yes

09/1992

Feb 10, 2012

Aug 30, 2012

CURCIO, BRENDEN, RAPHAEL

CHIEF COMPLIANCE OFFICER / SVP

09/2004

Feb 10, 2012

Aug 30, 2012

CURCIO, RICHARD, FRANK

President

09/1992

Feb 10, 2012

Aug 30, 2012

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

INTEGRITY INVESTMENTS, INC.

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2011

Jun 28, 2012

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2011

n/a