DFX Intelligence

W•••••• N••••••• B•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)14 years in industry

W•••••• N••••••• B•••••••••

Advisor at M••••• A•••••••

Harrison, NY

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Search this name across graphsid dfx:ria:9f3d51c7-6990-d764-7e78-55f454791062

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jan 30, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 27, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• A•••••••	I•••••••••_WEALTH	Oct 1, 2024	n/a	yes	Harrison, NY	Current employment
I••••••••• A•••••• A•••••••• L••	I•••••••••_WEALTH	Mar 5, 2019	Oct 3, 2024	no	White Plains, NY\|Harrison, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••••• A•••••• A•••••••• L••	M••••• A•••••••	Oct 3, 2024	Oct 1, 2024	-2	Firm change	RIA to RIA
I••••••••• F•••••••• P•••••••	I••••••••• A•••••• A•••••••• L••	Mar 19, 2019	Mar 5, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
168267:171922:NY:2024-10-03	Oct 3, 2024	Oct 1, 2024	HARRISON, NY	Firm change
125112:168267:NY:2019-03-15	Mar 19, 2019	Mar 5, 2019	WHITE PLAINS, NY	Firm change

Relationships

Registered with (4)

→ M••••• A•••••••Registered adviserregistration: current employment
Oct 1, 2024 to presentfactForm ADV
→ I••••••••• A•••••• A•••••••• L••Registered adviserregistration: previous registration
Mar 5, 2019 to Oct 3, 2024factForm ADV
→ I••••••••• F•••••••• P•••••••Registered adviserregistration: previous registration
Aug 18, 2016 to Mar 19, 2019factForm ADV
→ M•• F•••••••• S•••••••• I•••

Dated events

Occurred
Oct 3, 2024
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9f3d51c7-6990-d764-7e78-55f454791062
First observed: Jan 30, 2012
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.