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Advisor at RAYMOND JAMES & ASSOCIATES, INC.
LAFAYETTE, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Jan 18, 2024 | n/a | yes | LAFAYETTE, IN | Current employment |
| PRUCO SECURITIES, LLC | No RAUM reported | Nov 15, 2022 | Dec 12, 2023 | no | Swansea, IL | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Jan 4, 2007 | Dec 9, 2009 | no | LAFAYETTE, IN|WEST LAFAYETTE, IN|LAFAYETTE, IN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PRUCO SECURITIES, LLC | RAYMOND JAMES & ASSOCIATES, INC. | Dec 12, 2023 | Jan 18, 2024 | 37 | Firm change | Ibd to ibd |
| CHASE INVESTMENT SERVICES CORP. | PRUCO SECURITIES, LLC | Dec 9, 2009 | Nov 15, 2022 | 4,724 | Firm change after gap | Other |