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Advisor at HIGHTOWER ADVISORS, LLC
CALABASAS, CA | CHICAGO, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| HIGHTOWER ADVISORS, LLC | Bd affiliated wealth | Jul 8, 2025 | n/a | yes | CHICAGO, IL|CALABASAS, CA | Current employment |
| LINDBROOK CAPITAL, LLC | Former SEC adviser | Nov 9, 2022 | Sep 4, 2025 | no | CALABASAS, CA|LOS ANGELES, CA | Previous registration |
| JESS S. MORGAN & COMPANY., INC. | Former SEC adviser | Aug 20, 1992 | Nov 17, 2022 | no | LOS ANGELES, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LINDBROOK CAPITAL, LLC | HIGHTOWER ADVISORS, LLC | Sep 4, 2025 | Jul 8, 2025 | -58 | Firm change after gap | RIA to ibd |
| JESS S. MORGAN & COMPANY., INC. | LINDBROOK CAPITAL, LLC | Nov 17, 2022 | Nov 9, 2022 | -8 | Firm change | RIA to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 155812:145323:CA:2025-09-04 | Sep 4, 2025 | Jul 8, 2025 | LOS ANGELES, CA | Firm change after gap |