DFX Intelligence

P••••••• P•••• P•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

P••••••• P•••• P•••••••• L••

CRD 165704

OMAHA, NE

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Search this name across graphsid dfx:ria:9f534286-7970-1f9a-8548-965e15cca3e9

Data as of Mar 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 32
Dated events: 6
On other graphs: 4
Observed: Jun 30, 2015 to Mar 17, 2026
31 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

P••••••• P•••• P•••••••• L••

Private equity manager · shared crd

Independent Sponsorsidentity

P••••••• P•••• P•••••••• L••

Capital provider to sponsors · shared crd

Private Creditidentity

P••••••• P•••• P•••••••• L••

Private credit manager · shared crd

Real Estate Fundsidentity

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $178M••• Locked
Discretionary RAUM: $178M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 11

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
P••••••• G••••• P••••••• I•• L•	Private Equity Fund	$121M	May 13, 2024	46	Nov 28, 2017	reported	021-282003
P••••••• G••••• P••••••• I• •••••••• L•	Private Equity Fund	$72.2M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
G•••••• S••••••• J•••••	CHIEF COMPLIANCE OFFICER, MEMBER, MANAGER, AND MANAGING PARTNER	E	yes	02/2013	Jun 30, 2015	May 13, 2024
R••••••••• B••••• S••••	CHIEF FINANCIAL OFFICER	Na	yes	10/2014	Mar 31, 2022	May 13, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
I••••••••• P•••••••• L••	n/a	Asset manager	$274M	N	yes	n/a
I••••••••• P••••••• •••• L••	n/a	n/a	n/a	N	yes	n/a
P••••••• P•••• P••••••• G• I• •••••••• L•

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$178M	$193M	-7.8%	$256M	-11.4%	11	11	1	2

Relationships

Affiliated with (1)

→ I••••••••• P•••••••• L••Registered adviserother investment adviser, common control
factForm ADV

Advises (28)

→ P••••••• C••••••••• ••• I••• L••Private fundPrivate Equity Fund, IA
Mar 29, 2020 to presentfactForm ADV
→ P••••••••• 2••• C••••••••• L••Private fundPrivate Equity Fund, IA
Mar 31, 2022 to presentfactForm ADV
→

Dated events

Occurred
Mar 28, 2023
Regulatory AUM changed
P••••••• P•••• P•••••••• L•• reported RAUM $256.3M, down 48% from $489.8M (2022-10-10 to 2023-03-28)
Form ADVobserved 7 days ago
$-234M
Occurred
Mar 31, 2022
Control person joined
Scott Brian Radermacher (Chief Compliance Officer) appeared on Schedule A of P••••••• P•••• P•••••••• L••
Form ADVobserved 7 days ago
Occurred
Nov 19, 2021
Control person left
Lloyd Clarence Castner (Member) no longer on Schedule A of P••••••• P•••• P•••••••• L•• (listed 2021-03-19, absent 2021-11-19)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9f534286-7970-1f9a-8548-965e15cca3e9
First observed: Jun 30, 2015
Last observed: Mar 17, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.