DFX Intelligence

A•••••••• C•••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

A•••••••• C•••••• M••••••••• L••

CRD 283350

PLANO, TX

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Search this name across graphsid dfx:ria:9f5b087d-c9f4-74c7-f7e2-2c54668cb11c

Data as of Jul 14, 2016 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 1
Observed: Jul 14, 2016 to Jul 14, 2016
1 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Creditidentity

A•••••••• C•••••• M••••••••• L••

Private credit manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $0••• Locked
Discretionary RAUM: $0
Private client RAUM: $0derived••• Locked
Advisors on IAPD: 0
Employees: 2
Advisory employees: 2
Accounts: 0

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
T•• A•••••••• C••••• S••••••••• F•••• L•••	Hedge Fund	$0	Jul 14, 2016	0	Jul 14, 2016	reported	n/a
T•• D••• F•••• L•••	Hedge Fund	$0

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C•••••• H••• H•••••••• L••	Member	E	yes	12/2015	Jul 14, 2016	Jul 14, 2016
S••••• N•••••••• R•••••	MANAGING MEMBER/CCO	E	yes	12/2015	Jul 14, 2016	Jul 14, 2016

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
S•••• • C••••••• L••	n/a	n/a	n/a	Y	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	n/a	no

Relationships

Advises (2)

→ T•• A•••••••• C••••• S••••••••• F•••• L•••Private fundHedge Fund, IA
Jul 14, 2016 to presentfactForm ADV
→ T•• D••• F•••• L•••Private fundHedge Fund, IA
Jul 14, 2016 to presentfactForm ADV

Controls (2)

← S••••• N•••••••• R•••••OwnerMANAGING MEMBER/CCO, ownership code E, individual
Jul 14, 2016 to presentfactForm ADV
← C•••••• H••• H•••••••• L••

Dated events

Occurred
Jul 14, 2016
First Form ADV filing
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9f5b087d-c9f4-74c7-f7e2-2c54668cb11c
First observed: Jul 14, 2016
Last observed: Jul 14, 2016 124 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.