DFX Intelligence

P••••••• S••••• S•••••• I••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

P••••••• S••••• S•••••• I••••• M••••••••• L••

CRD 165500

WEST PALM BEACH, FL

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Search this name across graphsid dfx:ria:9f6447e2-89cb-997b-1311-25551398faf3

Data as of Mar 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 5
On other graphs: 0
Observed: Oct 12, 2012 to Mar 25, 2026
18 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=9.0
Regulatory AUM: $479M••• Locked
Discretionary RAUM: $479M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 661

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••• J•••• F••••••	CHAIRMAN & CEO	Na	yes	07/2012	Oct 12, 2012	Jun 14, 2024
B••••• J•••• F••••••	Member	E	yes	10/2004	Oct 12, 2012	Jun 14, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
P••••••• C•••••• M••••••••• L•••	n/a	Asset manager	$6.6B	Y	no	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
NEW YORK	NY	United States	6	no
Darien	Ct	United States	0	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$479M	$916M	-47.7%	$902M	-19.0%	661	60	2	2

Relationships

Affiliated with (5)

← P••••••• C•••••• M••••••••• L•••Registered adviserother investment adviser, control
factForm ADV
→ P••••••• C•••••• M••••••••• L•••Registered adviserother investment adviser, control
factForm ADV
← P••••••• CREDIT REIT ADVISOR, LLCRegistered adviserother investment adviser, common control
factForm ADV
← P••••••• FLEXIBLE I••••• MANAGEMENT, LLCRegistered adviserother investment adviser, common control

Dated events

Occurred
Mar 25, 2026
Regulatory AUM changed
P••••••• S••••• S•••••• I••••• M••••••••• L•• reported RAUM $479.1M, down 48% from $915.7M (2025-03-27 to 2026-03-25)
Form ADVobserved 7 days ago
$-437M
Occurred
Mar 28, 2023
Regulatory AUM changed
P••••••• S••••• S•••••• I••••• M••••••••• L•• reported RAUM $901.8M, up 77% from $509.3M (2022-03-28 to 2023-03-28)
Form ADVobserved 7 days ago
$392M
Occurred
Mar 27, 2020
Regulatory AUM changed
P••••••• S••••• S•••••• I••••• M••••••••• L•• reported RAUM $571.3M, up 37% from $418.3M (2019-03-29 to 2020-03-27)
Form ADVobserved 7 days ago
$153M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9f6447e2-89cb-997b-1311-25551398faf3
First observed: Oct 12, 2012
Last observed: Mar 25, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.