DFX Intelligence

P•••• C••••••••• D•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor12 years in industry

P•••• C••••••••• D•••••

Advisor at I••••••••• I••••••••• S•••••••• I••

ALBERT LEA, MN | Maitland, FL

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Search this name across graphsid dfx:ria:9f6d07c4-5b30-ded4-f889-97cec355a144

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: May 20, 2024 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• I••••••••• S•••••••• I••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• I••••••••• S•••••••• I••	Mixed wealth	Jan 7, 2026	n/a	yes	ALBERT LEA, MN\|Maitland, FL	Current employment
T•• A•••••••• I•••	Former SEC adviser	May 20, 2024	Mar 11, 2026	no	brookhaven, GA\|LAKEWOOD RANCH, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•• A•••••••• I•••	I••••••••• I••••••••• S•••••••• I••	Mar 11, 2026	Jan 7, 2026	-63	Firm change after gap	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
297171:107498:FL:2026-03-11	Mar 11, 2026	Jan 7, 2026	LAKEWOOD RANCH, FL	Firm change after gap

Relationships

Registered with (2)

→ I••••••••• I••••••••• S•••••••• I••Registered adviserregistration: current employment
Jan 7, 2026 to presentfactForm ADV
→ T•• A•••••••• I•••Registered adviserregistration: previous registration
May 20, 2024 to Mar 11, 2026factForm ADV

Dated events

Occurred
Mar 11, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9f6d07c4-5b30-ded4-f889-97cec355a144
First observed: May 20, 2024
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.