DFX Intelligence

C••••••• A••••• B••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner13 years in industry

C••••••• A••••• B••••••••

Advisor at C••• P•••••••

••• Locked

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Search this name across graphsid dfx:ria:9f73210a-5d88-5ffa-d861-c0e478259b5d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Sep 20, 2017 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••• P•••••••	Independent wealth	Jan 8, 2026	n/a	yes	OFALLON, MO\|Denville, NJ\|Parsippany, NJ	Current employment
S•••••••• A••••••• L••	National bd RIA	Mar 31, 2025	Jan 6, 2026	no	DENVILLE, NJ\|MILLBURN, NJ\|BOSTON, MA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• A••••••• L••	C••• P•••••••	Jan 6, 2026	Jan 8, 2026	2	Firm change	Ibd to RIA
F••••••• P••••••• A•• W•••••••• A•••••••	S•••••••• A••••••• L••	Mar 31, 2025	Mar 31, 2025

Relationships

Registered with (6)

→ C••• P•••••••Registered adviserregistration: current employment
Jan 8, 2026 to presentfactForm ADV
→ S•••••••• A••••••• L••Registered adviserregistration: previous registration
Mar 31, 2025 to Jan 6, 2026factForm ADV
→ F••••••• P••••••• A•• W•••••••• A•••••••Registered adviserregistration: previous registration
Jan 26, 2024 to Mar 31, 2025factForm ADV
→ V••••••• A•••••••• I•••

Dated events

Occurred
Jan 6, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jan 22, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9f73210a-5d88-5ffa-d861-c0e478259b5d
First observed: Sep 20, 2017
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.