DFX Intelligence

C••••••••• P••••• H•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)34 years in industry

C••••••••• P••••• H•••

Advisor at O• I••••••••• M••••••••• C•

VIENNA, VA

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Search this name across graphsid dfx:ria:9f732f9d-3f9d-c351-1395-c52c55924215

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Apr 20, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O• I••••••••• M••••••••• C•
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 25, 1991earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O• I••••••••• M••••••••• C•	Bd affiliated wealth	Jun 21, 2013	n/a	yes	VIENNA, VA	Current employment
I• A••••••• S•••••••• I•••	Former SEC adviser	Sep 5, 2008	Jun 23, 2011	no	RESTON, VA\|BEDMINSTER, NJ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I• A••••••• S•••••••• I•••	O• I••••••••• M••••••••• C•	Jun 23, 2011	Jun 21, 2013	729	Firm change after gap	Other
L•• F•••••••• L••	I• A••••••• S•••••••• I•••	Sep 9, 2008	Sep 5, 2008

Relationships

Registered with (5)

→ O• I••••••••• M••••••••• C•Registered adviserregistration: current employment
Jun 21, 2013 to presentfactForm ADV
→ I• A••••••• S•••••••• I•••Registered adviserregistration: previous registration
Sep 5, 2008 to Jun 23, 2011factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jun 11, 2007 to Sep 9, 2008factForm ADV
→ P••• A••••• S••••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9f732f9d-3f9d-c351-1395-c52c55924215
First observed: Apr 20, 2000
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.