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V•••••••• M••••••• W•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner24 years in industry

V•••••••• M••••••• W•••••

Advisor at P•••••••• L••

SAINT LOUIS, MO | Park City, UT

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Search this name across graphsid dfx:ria:9f84592c-b034-ef1b-17a9-6459c08a5d0f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Sep 17, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 1, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••••• L••	Independent wealth	May 28, 2026	n/a	yes	Park City, UT\|SAINT LOUIS, MO	Current employment
A••••••• W•••••• I•••	n/a	Feb 5, 2020	Apr 9, 2026	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••• W•••••• I•••	P•••••••• L••	Apr 9, 2026	May 28, 2026	49	Firm change	Other
A••••• A•••• M••••••••• L••	A••••••• W•••••• I•••	Mar 26, 2019

Relationships

Registered with (3)

→ P•••••••• L••Registered adviserregistration: current employment
May 28, 2026 to presentfactForm ADV
→ A••••••• W•••••• I•••Registered adviserregistration: previous registration
Feb 5, 2020 to Apr 9, 2026factForm ADV
→ A••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Sep 17, 2014 to Mar 26, 2019factForm ADV

Dated events

Occurred
Apr 9, 2026
Advisor changed firm
V•••••••• M••••••• W••••• left A••••••• W•••••• I••• for P•••••••• L•• (registered 2026-05-28)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9f84592c-b034-ef1b-17a9-6459c08a5d0f
First observed: Sep 17, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.