DFX Intelligence

M•• C•••• P••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner10 years in industry

M•• C•••• P••••••

Advisor at P•••••• F•••••••• L••

••• Locked

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Search this name across graphsid dfx:ria:9f89f3d4-3b4b-f620-c3cc-c496ca6e4f92

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jul 31, 2018 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••• F•••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Apr 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N••••••••	No RAUM reported	Apr 15, 2024	n/a	yes	SAN DIEGO, CA\|West Hollywood, CA	Current employment
P•••••• F•••••••• L••	State registered	Sep 10, 2021	n/a	yes	PLAYA DEL REY, CA	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O••••• I••••••••• A••••••• L••	N••••••••	Apr 29, 2024	Apr 15, 2024	-14	Firm change	RIA to new firm
P••• A••••• S••••••••• L••	P•••••• F•••••••• L••	Sep 7, 2021	Sep 10, 2021

Relationships

Registered with (5)

→ N••••••••Registered adviserregistration: current employment
Apr 15, 2024 to presentfactForm ADV
→ P•••••• F•••••••• L••Registered adviserregistration: current employment
Sep 10, 2021 to presentfactForm ADV
→ O••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Aug 5, 2022 to Apr 29, 2024factForm ADV
→ P••• A••••• S••••••••• L••

Dated events

Occurred
Apr 29, 2024
Advisor changed firm
M•• C•••• P•••••• left O••••• I••••••••• A••••••• L•• for Nectarine (registered 2024-04-15)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9f89f3d4-3b4b-f620-c3cc-c496ca6e4f92
First observed: Jul 31, 2018
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.