M•• S• J••••

Advisor at S•••• F•••••••• A•••••••

COLORADO SPRINGS, CO | Denver, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9f8a2822-29e0-c207-99a1-c5c7d9b16629

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Nov 6, 2023 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••• F•••••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••• F•••••••• A•••••••	Independent wealth	Jan 1, 2025	n/a	yes	Denver, CO\|COLORADO SPRINGS, CO	Current employment
C••••••• W••••• P••••••• L••	Independent wealth	Nov 6, 2023	Mar 29, 2024	no	DENVER, CO\|SCOTTSDALE, AZ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• W••••• P••••••• L••	S•••• F•••••••• A•••••••	Mar 29, 2024	Jan 1, 2025	278	Firm change	RIA to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
299951:329882:AZ:2024-03-29	Mar 29, 2024	Jan 1, 2025	SCOTTSDALE, AZ	Firm change

Relationships

Registered with (2)

→ S•••• F•••••••• A•••••••Registered adviserregistration: current employment
Jan 1, 2025 to presentfactForm ADV
→ C••••••• W••••• P••••••• L••Registered adviserregistration: previous registration
Nov 6, 2023 to Mar 29, 2024factForm ADV

Dated events

Occurred
Mar 29, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9f8a2822-29e0-c207-99a1-c5c7d9b16629
First observed: Nov 6, 2023
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.