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CRD 105944
PETOSKEY, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| WALKER, CHRIS, WILLIAM | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | yes | 10/2000 | Nov 11, 2011 | Feb 16, 2021 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2020 | Feb 16, 2021 | $164M | $164M | 2 | 2 | 0 | n/a | n/a |
| 2019 | Mar 4, 2020 | $158M | $158M | 4 | 2 | 0 | n/a | n/a |
| 2018 | Feb 28, 2019 | $134M | $134M | 2 | 1 | 0 | n/a | n/a |
| 2017 | Feb 5, 2018 | $148M | $148M | 2 | 1 | 0 | n/a | n/a |
| 2016 | Jan 24, 2017 | $132M | $132M | 3 | 2 | n/a | n/a | n/a |
| 2015 | Feb 4, 2016 | $124M | $124M | 3 | 2 | n/a | n/a | n/a |
| 2014 | Feb 6, 2015 | $124M | $124M | 3 | 2 | n/a | n/a | n/a |
| 2013 | Jan 22, 2014 | $117M | $117M | 3 | 2 | n/a | n/a | n/a |
| 2012 | Feb 11, 2013 | $109M | $109M | 2 | 1 | n/a | n/a | n/a |
| 2011 | Mar 27, 2012 | $103M | $103M | n/a | n/a | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2020 | $164M | $158M | 3.9% | $148M | 3.5% | 2 | 4 | 0 | 0 |