DFX Intelligence

D•••••• G••••• B•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

D•••••• G••••• B•••••••••

Advisor at B••••••• F• E•••••• • C••••••• I•••••••••

ST. LOUIS, MO | Naples, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9f8c8eb9-b911-f18a-555c-73a56fa1de9c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Mar 9, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••••• F• E•••••• • C••••••• I•••••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 26, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••••• F• E•••••• • C••••••• I•••••••••	Bd affiliated wealth	Apr 22, 2019	n/a	yes	Naples, FL\|ST. LOUIS, MO	Current employment
M••••• S••••••	Wirehouse	Nov 14, 2016	Apr 23, 2019	no	Naples, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	B••••••• F• E•••••• • C••••••• I•••••••••	Apr 23, 2019	Apr 22, 2019	-1	Firm change	Wirehouse to ibd
S••••••• I••••••••• S•••••••• I•••	T••••• A••••••• S•••••••• I•••	Nov 17, 2016	Sep 26, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
149777:146936:FL:2019-04-17	Apr 23, 2019	Apr 22, 2019	NAPLES, FL	Firm change
17499:283390:FL:2016-11-15	Nov 17, 2016	Sep 26, 2016	MARCO ISLAND, FL	Firm change after gap
283390:149777:FL:2016-11-17	Nov 17, 2016	Nov 14, 2016	NAPLES, FL	Firm change

Relationships

Registered with (5)

→ B••••••• F• E•••••• • C••••••• I•••••••••Registered adviserregistration: current employment
Apr 22, 2019 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Nov 14, 2016 to Apr 23, 2019factForm ADV
→ S••••••• I••••••••• S•••••••• I•••Registered adviserregistration: previous registration
Oct 8, 2012 to Nov 17, 2016factForm ADV
→ T••••• A••••••• S•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9f8c8eb9-b911-f18a-555c-73a56fa1de9c
First observed: Mar 9, 2007
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.