DFX Intelligence

Data Factory

RIA / WealthAdvisorChartered Financial Analyst37 years in industry

CHARLES MARTIN CARAVATI

Advisor at BROCKENBROUGH

RICHMOND, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9fa44202-96f4-1064-fa96-f2f1e6df2a0b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 1
Dated events: 0
On other graphs: 1
Observed: Mar 24, 1989 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Charles Martin Caravati

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BROCKENBROUGH
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 24, 1989earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 33derivedfrom the current registration's begin date
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Analyst
Exams: S65|S63
First exam: Mar 24, 1989
Dual registered: no
Other names: CHIP CARAVATI
IAPD individual key: 1888374

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Brockenbrough	Mixed wealth	Jun 22, 1993	n/a	yes	RICHMOND, VA	Current employment

Relationships

Registered with (1)

→ BROCKENBROUGHRegistered adviserregistration: current employment
Jun 22, 1993 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9fa44202-96f4-1064-fa96-f2f1e6df2a0b
First observed: Mar 24, 1989
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CHARLES MARTIN CARAVATI

Advisor at BROCKENBROUGH

RICHMOND, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9fa44202-96f4-1064-fa96-f2f1e6df2a0b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:56 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

Brockenbrough

Mixed wealth

Jun 22, 1993

n/a

yes

RICHMOND, VA

Current employment