DFX Intelligence

M•••••• M•••• F•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor12 years in industry

M•••••• M•••• F•••••

Advisor at A•••• I••••••••• A•••••••• L••

Scottsdale, AZ | DEERFIELD, IL

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Search this name across graphsid dfx:ria:9fa47a62-ae44-716b-7859-94259716032c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: Jan 19, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••• I••••••••• A•••••••• L••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Jul 31, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••• I••••••••• A•••••••• L••	Mixed wealth	May 12, 2025	n/a	yes	Scottsdale, AZ\|DEERFIELD, IL	Current employment
W•••• I••••••••• A•••••••• L••	Other adviser	Jan 26, 2023	Sep 13, 2024	no	Tempe, AZ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• I••••••••• A•••••••• L••	A•••• I••••••••• A•••••••• L••	Sep 13, 2024	May 12, 2025	241	Firm change	Other
P•••••••• A•••••• S•••••••	W•••• I••••••••• A•••••••• L••	Jan 23, 2023	Jan 26, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
208512:287906:AZ:2024-09-13	Sep 13, 2024	May 12, 2025	TEMPE, AZ	Firm change

Relationships

Registered with (5)

→ A•••• I••••••••• A•••••••• L••Registered adviserregistration: current employment
May 12, 2025 to presentfactForm ADV
→ W•••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Jan 26, 2023 to Sep 13, 2024factForm ADV
→ P•••••••• A•••••• S•••••••Registered adviserregistration: previous registration
Nov 1, 2022 to Jan 23, 2023factForm ADV
→ P•••••••• S••••••••• I•••

Dated events

Occurred
Sep 13, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jan 23, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Nov 1, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9fa47a62-ae44-716b-7859-94259716032c
First observed: Jan 19, 2016
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.