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Advisor at OSAIC WEALTH, INC.
YORBA LINDA, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | Bd affiliated wealth | Jan 19, 2024 | n/a | yes | YORBA LINDA, CA | Current employment |
| WOODBURY FINANCIAL SERVICES, INC. | Former SEC adviser | May 30, 2006 | Jan 19, 2024 | no | YORBA LINDA, CA|LAGUNA HILLS, CA|YORBA LINDA, CA | Previous registration |
| SAGEPOINT FINANCIAL, INC. | Former SEC adviser | Oct 31, 2005 | Nov 14, 2005 | no | PHOENIX, AZ | Previous registration |
| SENTRA SECURITIES CORPORATION | n/a | Nov 30, 1998 | Oct 31, 2005 | no | LAGUNA HILLS, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WOODBURY FINANCIAL SERVICES, INC. | OSAIC WEALTH, INC. | Jan 19, 2024 | Jan 19, 2024 | 0 | Bulk transfer | Ibd to ibd |
| SAGEPOINT FINANCIAL, INC. | WOODBURY FINANCIAL SERVICES, INC. | Nov 14, 2005 | May 30, 2006 | 197 | Firm change | Other |
| SENTRA SECURITIES CORPORATION | SAGEPOINT FINANCIAL, INC. | Oct 31, 2005 | Oct 31, 2005 | 0 | Bulk transfer | Other |