DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at C••••••••• F•••••••• N••••••
Chesterfield, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C••••••••• F•••••••• N•••••• | National bd RIA | Jul 26, 2024 | n/a | yes | Chesterfield, MO | Current employment |
| O•••• W•••••• I••• | Bd affiliated wealth | Jan 26, 2011 | Jul 25, 2024 | no | CHESTERFIELD, MO|CHESTERFIELD, MO |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| O•••• W•••••• I••• | C••••••••• F•••••••• N•••••• | Jul 25, 2024 | Jul 26, 2024 | 1 | Firm change | Ibd to ibd |
| F•••••••• L••••• A••••••••• | O•••• W•••••• I••• | Dec 22, 2022 | Jan 26, 2011 |
| F•••••••• L••••• A••••••••• | Former SEC adviser | Jan 5, 2004 | Dec 22, 2022 | no | CHESTERFIELD, MO | Previous registration |
| P•••• F•••••••• G••••• I••• | n/a | Nov 7, 2000 | Apr 30, 2003 | no | ST. LOUIS, MO | Previous registration |
| -4,348 |
| Firm change after gap |
| Other |
| P•••• F•••••••• G••••• I••• | F•••••••• L••••• A••••••••• | Apr 30, 2003 | Jan 5, 2004 | 250 | Firm change | Other |