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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)48 years in industry

FREDRIC EUGENE GOODMAN

Advisor at CREATIVEONE SECURITIES, LLC

OVERLAND PARK, KS | Overland Park, KS

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Search this name across graphsid dfx:ria:9fb3494c-5315-dfce-5288-97a34bb2f559

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Mar 12, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CREATIVEONE SECURITIES, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 1978earliest registration or exam on IAPD
Years in industry: 48derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Consultant
Exams: S63
First exam: Nov 10, 1988
First registration: Mar 12, 1998
Dual registered: yes, broker-dealer
Other names: FREDRIC E GOODMAN
IAPD individual key: 839569

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CREATIVEONE SECURITIES, LLC	Bd affiliated wealth	Mar 1, 2024	n/a	yes	OVERLAND PARK, KS\|Overland Park, KS	Current employment
OSAIC WEALTH, INC.	Bd affiliated wealth	Nov 2, 2018	Mar 5, 2024	no	OVERLAND PARK, KS\|NASHVILLE, TN	Previous registration
SIGNATOR INVESTORS, INC.	Former SEC adviser	May 13, 2016	Nov 2, 2018	no	CHARLESTON, SC\|OVERLAND PARK, KS\|NASHVILLE, TN\|GOLD RIVER, CA	Previous registration
TRANSAMERICA FINANCIAL ADVISORS, LLC	Bd affiliated wealth	Mar 30, 1999	May 13, 2016	no	SAN DIEGO, CA\|OVERLAND PARK, KS	Previous registration
FREDRIC E. GOODMAN	n/a	Mar 12, 1998	Dec 31, 2005	no	n/a	Previous registration
FREDRIC E. GOODMAN	n/a	Mar 12, 1998	Dec 31, 2002	no	OVERLAND PARK, KS	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC WEALTH, INC.	CREATIVEONE SECURITIES, LLC	Mar 5, 2024	Mar 1, 2024	-4	Firm change	Ibd to ibd
SIGNATOR INVESTORS, INC.	OSAIC WEALTH, INC.	Nov 2, 2018	Nov 2, 2018	0	Bulk transfer	Ibd to ibd
TRANSAMERICA FINANCIAL ADVISORS, LLC	SIGNATOR INVESTORS, INC.	May 13, 2016	May 13, 2016	0	Bulk transfer	Other
FREDRIC E. GOODMAN	TRANSAMERICA FINANCIAL ADVISORS, LLC	Dec 31, 2005	Mar 30, 1999	-2,468	Firm change after gap	Other

Relationships

Registered with (5)

→ CREATIVEONE SECURITIES, LLCRegistered adviserregistration: current employment
Mar 1, 2024 to presentfactForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Nov 2, 2018 to Mar 5, 2024factForm ADV
→ SIGNATOR INVESTORS, INC.Registered adviserregistration: previous registration
May 13, 2016 to Nov 2, 2018factForm ADV
→ TRANSAMERICA FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
Mar 30, 1999 to May 13, 2016factForm ADV
→ FREDRIC E. GOODMANRegistered adviserregistration: previous registration
Mar 12, 1998 to Dec 31, 2005factForm ADV

Dated events

Occurred
Mar 5, 2024
Advisor changed firm
Fredric Eugene Goodman left Osaic Wealth, Inc. for Creativeone Securities, Llc (registered 2024-03-01)
Form ADVobserved 5 days ago