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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)20 years in industry

MARK MCDONOUGH

Advisor at STRATEGIC ADVISERS LLC

TORRANCE, CA | LA PALMA, CA

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Search this name across graphsid dfx:ria:9fb40eb3-5cf6-0809-b985-e377697e90e9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Dec 6, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STRATEGIC ADVISERS LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 5, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Dec 5, 2005
First registration: Dec 6, 2005
Dual registered: yes, broker-dealer
Other names: MARK FRANKLIN MCDONOUGH
IAPD individual key: 4999634

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STRATEGIC ADVISERS LLC	National bd RIA	Mar 31, 2025	n/a	yes	TORRANCE, CA\|LA PALMA, CA	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Aug 2, 2021	Mar 31, 2025	no	TORRANCE, CA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jul 13, 2011	Aug 3, 2021	no	LOS ANGELES, CA\|BEVERLY HILLS, CA\|BEVERLY HILLS, CA\|LOS ANGELES, CA\|EL SEGUNDO, CA\|LOS ANGELES, CA\|LOS ANGELES, CA\|LONG BEACH, CA\|EL SEGUNDO, CA	Previous registration
WOODBURY FINANCIAL SERVICES, INC.	Former SEC adviser	May 6, 2010	Dec 31, 2010	no	COSTA MESA, CA	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Jan 11, 2010	Apr 30, 2010	no	MISSION VIEJO, CA	Previous registration
WELLS FARGO INVESTMENTS, LLC	n/a	Aug 6, 2008	Dec 24, 2009	no	SPARKS, NV\|RENO, NV\|RENO, NV\|RENO, NV\|SPARKS, NV\|SPARKS, NV	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Dec 6, 2005	Jul 16, 2008	no	SEAL BEACH, CA\|SEAL BEACH, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	STRATEGIC ADVISERS LLC	Mar 31, 2025	Mar 31, 2025	0	Bulk transfer	Ibd to ibd
WELLS FARGO ADVISORS	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Aug 3, 2021	Aug 2, 2021	-1	Firm change	Wirehouse to ibd
WOODBURY FINANCIAL SERVICES, INC.	WELLS FARGO ADVISORS	Dec 31, 2010	Jul 13, 2011	194	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	WOODBURY FINANCIAL SERVICES, INC.	Apr 30, 2010	May 6, 2010	6	Firm change	Other
WELLS FARGO INVESTMENTS, LLC	CHASE INVESTMENT SERVICES CORP.	Dec 24, 2009	Jan 11, 2010	18	Firm change	Other
WELLS FARGO ADVISORS	WELLS FARGO INVESTMENTS, LLC	Jul 16, 2008	Aug 6, 2008	21	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
19616:288590:CA:2021-07-20	Aug 3, 2021	Aug 2, 2021	EL SEGUNDO, CA	Firm change

Relationships

Registered with (6)

→ STRATEGIC ADVISERS LLCRegistered adviserregistration: current employment
Mar 31, 2025 to presentfactForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Aug 2, 2021 to Mar 31, 2025factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jul 13, 2011 to Aug 3, 2021factForm ADV
→ WOODBURY FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
May 6, 2010 to Dec 31, 2010factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Jan 11, 2010 to Apr 30, 2010factForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
Aug 6, 2008 to Dec 24, 2009factForm ADV

Dated events

No dated event names this entity yet.