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B•••• M•••••• D•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)37 years in industry

B•••• M•••••• D•••••••

Advisor at K••••• A••••••• S•••••••• L••

AUSTIN, TX | Burbank, CA

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Search this name across graphsid dfx:ria:9fb8cde5-f2cd-774f-1732-0b0f9c4894bc

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 8, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K••••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 11, 1989earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K••••• A••••••• S•••••••• L••	Bd affiliated wealth	Nov 6, 2018	n/a	yes	Burbank, CA\|AUSTIN, TX	Current employment
K••••• P•••••• W••••• S•••••••• L••	Bd affiliated wealth	Sep 19, 2012	Apr 5, 2019	no	WOODLAND HILLS, CA\|AUSTIN, TX\|Burbank, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K••••• P•••••• W••••• S•••••••• L••	K••••• A••••••• S•••••••• L••	Apr 5, 2019	Nov 6, 2018	-150	Firm change after gap	Ibd to ibd
W•••• F•••• A•••••••	K••••• P•••••• W••••• S•••••••• L••	Sep 19, 2012	Sep 19, 2012

Relationships

Registered with (3)

→ K••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Nov 6, 2018 to presentfactForm ADV
→ K••••• P•••••• W••••• S•••••••• L••Registered adviserregistration: previous registration
Sep 19, 2012 to Apr 5, 2019factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jul 8, 1997 to Sep 19, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9fb8cde5-f2cd-774f-1732-0b0f9c4894bc
First observed: Jul 8, 1997
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.