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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

KINGFISHER INVESTORS LLC

CRD 114374

WESTPORT, CT

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Search this name across graphsid dfx:ria:9fb9f723-2cdc-d284-8521-be2afbf49083

Data as of Jul 3, 2012 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 1
Observed: Mar 29, 2012 to Jul 3, 2012
3 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Kingfisher Investors LLC

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $29.2MItem 5.F on the latest filing (2012-07-03); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $15.1M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $29.2Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Accounts: 7
Private funds: 2Schedule D 7.B(1)
Private fund GAV: $1.7Mgross asset value as reported per fund; never fund size
Custody, client assets: $3.9M
SEC number: 801-65007
CRD: 114374
Filings on the tape: 3
First filed: Mar 29, 2012
Latest filed: Jul 3, 2012
Organised: Limited Liability Company, Delaware

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
SUNIL RUPCHAND MAHTANI	n/a	WESTPORT, CT	14	29	n/a	no

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
INDIA BUSINESS EXCELLENCE FUND LLC	Private Equity Fund	$1.7M	Jul 3, 2012	9	Mar 29, 2012	reported	n/a
KINGFISHER INVESTMENT PARTNERS L.P.	Hedge Fund	$2,238	Jul 3, 2012	22	Mar 29, 2012	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
MAHTANI, SUNIL, RUPCHAND	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	E	yes	06/1997	Mar 29, 2012	Jul 3, 2012
MAHTANI, LESLIE, FROST	Member	Na	no	06/1997	Mar 29, 2012	Jul 3, 2012

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2011	Mar 29, 2012	$29.2M	$15.1M	n/a	n/a	n/a	2	$1.7M

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2011	$29.2M	n/a	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Relationships

Advises (2)

→ KINGFISHER INVESTMENT PARTNERS L.P.Private fundHedge Fund, IA
Mar 29, 2012 to presentfactForm ADV
→ INDIA BUSINESS EXCELLENCE FUND LLCPrivate fundPrivate Equity Fund, IA
Mar 29, 2012 to presentfactForm ADV

Owns (1)

← MAHTANI, LESLIE, FROSTOwnerMEMBER, ownership code NA, individual
Mar 29, 2012 to presentfactForm ADV

Controls (1)

← MAHTANI, SUNIL, RUPCHANDOwnerMANAGING MEMBER/CHIEF COMPLIANCE OFFICER, ownership code E, individual
Mar 29, 2012 to presentfactForm ADV

Registered with (1)

← SUNIL RUPCHAND MAHTANIAdvisorregistration: current employment
Jun 27, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9fb9f723-2cdc-d284-8521-be2afbf49083
First observed: Mar 29, 2012
Last observed: Jul 3, 2012 173 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

KINGFISHER INVESTORS LLC

CRD 114374

WESTPORT, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9fb9f723-2cdc-d284-8521-be2afbf49083

Data as of Jul 3, 2012 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:24 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

SUNIL RUPCHAND MAHTANI

n/a

WESTPORT, CT

n/a

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

INDIA BUSINESS EXCELLENCE FUND LLC

Private Equity Fund

$1.7M

Jul 3, 2012

Mar 29, 2012

reported

n/a

KINGFISHER INVESTMENT PARTNERS L.P.

Hedge Fund

$2,238

Jul 3, 2012

Mar 29, 2012

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

MAHTANI, SUNIL, RUPCHAND

MANAGING MEMBER/CHIEF COMPLIANCE OFFICER

yes

06/1997

Mar 29, 2012

Jul 3, 2012

MAHTANI, LESLIE, FROST

Member

06/1997

Mar 29, 2012

Jul 3, 2012

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2011

Mar 29, 2012

$29.2M

$15.1M

n/a

$1.7M

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2011

$29.2M

n/a