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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

MATTHEW STEPHEN MARCHAK

Advisor at MORGAN STANLEY

Austin, TX

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Search this name across graphsid dfx:ria:9fbb734c-56de-d11b-e919-c5c2e5ccdd5d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: May 10, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MORGAN STANLEY
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 6, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Feb 6, 2015
First registration: May 10, 2017
Dual registered: yes, broker-dealer
Other names: MATTHEW MARCHAK|MATTHEW STEPHEN MARCHAK
IAPD individual key: 6307545

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MORGAN STANLEY	Wirehouse	Jun 3, 2025	n/a	yes	Austin, TX	Current employment
GOLDMAN SACHS WEALTH SERVICES, L.P.	Bd affiliated wealth	Jan 28, 2020	Aug 31, 2022	no	PARSIPPANY, NJ	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jan 8, 2019	Nov 7, 2019	no	HOLMDEL, NJ\|OAKHURST, NJ	Previous registration
B. RILEY WEALTH ADVISORS, INC.	Bd affiliated wealth	Jun 20, 2018	Dec 17, 2018	no	NEW YORK, NY	Previous registration
FORESTERS ADVISORY SERVICES, LLC	Former SEC adviser	May 10, 2017	May 15, 2017	no	EDISON, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
GOLDMAN SACHS WEALTH SERVICES, L.P.	MORGAN STANLEY	Aug 31, 2022	Jun 3, 2025	1,007	Firm change after gap	Ibd to wirehouse
WELLS FARGO ADVISORS	GOLDMAN SACHS WEALTH SERVICES, L.P.	Nov 7, 2019	Jan 28, 2020	82	Firm change	Wirehouse to ibd
B. RILEY WEALTH ADVISORS, INC.	WELLS FARGO ADVISORS	Dec 17, 2018	Jan 8, 2019	22	Firm change	Ibd to wirehouse
FORESTERS ADVISORY SERVICES, LLC	B. RILEY WEALTH ADVISORS, INC.	May 15, 2017	Jun 20, 2018	401	Firm change after gap	Other

Relationships

Registered with (5)

→ MORGAN STANLEYRegistered adviserregistration: current employment
Jun 3, 2025 to presentfactForm ADV
→ GOLDMAN SACHS WEALTH SERVICES, L.P.Registered adviserregistration: previous registration
Jan 28, 2020 to Aug 31, 2022factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 8, 2019 to Nov 7, 2019factForm ADV
→ B. RILEY WEALTH ADVISORS, INC.Registered adviserregistration: previous registration
Jun 20, 2018 to Dec 17, 2018factForm ADV
→ FORESTERS ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
May 10, 2017 to May 15, 2017factForm ADV

Dated events

Occurred
Aug 31, 2022
Advisor changed firm
Matthew Stephen Marchak left Goldman Sachs Wealth Services, L.P. for Morgan Stanley (registered 2025-06-03)
Form ADVobserved 3 days ago