This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

NUVEEN ASSET MANAGEMENT, LLC

Current firm class

mixed wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jan 6, 2001earliest registration or exam on IAPD

Years in industry

25derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S66

First exam

Jan 6, 2001

First registration

Mar 21, 2001

Dual registered

yes, broker-dealer

Other names

EDWARD J. DE ARCOS|Edward J de Arcos

IAPD individual key

4192690

• Occurred

  Jan 16, 2024
  Advisor changed firm

  Edward Joseph De Arcos left Blackrock Financial Management, Inc for Nuveen Asset Management, Llc (registered 2024-08-01)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:9fc6bf69-8203-c958-2736-af0fe5b04645

First observed

Mar 21, 2001

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.