DFX Intelligence

N•••• W••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserIndependent wealth managerSEC registeredRAUM 100m 1b

N•••• W••••• M••••••••• L••

CRD 329186

FORT WORTH, TX

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Data as of Jan 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 1:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 1
Observed: Dec 8, 2023 to Jan 27, 2026
6 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Family Officesidentity

N•••• W••••• M••••••••• L••

Family office · key_crd, key_sfn_adviser, shared_crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $273M••• Locked
Discretionary RAUM: $273M
Private client RAUM: $273Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $90.9Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
D•••• E••••• N••••	n/a	FORT WORTH, TX	2	21	n/a	no
J•••• D••••• C••••	n/a	FORT WORTH, TX	2	14

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
N••••• D••••• E•••••	MANAGING MEMBER/CCO	E	yes	11/2023	Dec 8, 2023	Jun 12, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Jan 27, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	2	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$273M	$132M	107.0%	n/a	n/a	4	3	0	0

Relationships

Registered with (3)

← M•••••• R••• N•••••Advisorregistration: current employment
Jan 28, 2026 to presentfactForm ADV
← D•••• E••••• N••••Advisorregistration: current employment
Jan 8, 2024 to presentfactForm ADV
← J•••• D••••• C••••Advisorregistration: current employment
Jan 8, 2024 to presentfactForm ADV

Controls (1)

Dated events

Order

Occurred
27 Jan 2026
Regulatory AUM changed
••• Locked
Form ADV
$141M
Occurred
8 Dec 2023
First Form ADV filing
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Dec 8, 2023
Last observed: Jan 27, 2026 8 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.