DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
N•••• W••••• M••••••••• L••
Latest filing Jan 27, 2026
First filing on the tape Dec 8, 2023 · 6 filings
SEC status approved since Jan 5, 2024
RAUM
$273M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$273M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$90.9M
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$273M as of Jan 27, 2026
Jan 21, 2025$132M then
HNW client RAUM$273M as of Jan 27, 2026
Jan 21, 2025$132M then
State-registered IARs (5.B.3)3 as of Jan 27, 2026
Jan 21, 20252 then
Employees (5.A)4 as of Jan 27, 2026
Jan 21, 20253 then
Private funds: no history
RAUM +107% over the last fiscal yearIARs 2 to 3
Practice profile
derived from the filing of Jan 27, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
- RAUM per advisor
- $90.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $90.9MderivedHNW RAUM over HNW clients
- Average account
- $6.8MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +107%derivedbetween the last two annual amendments
- Advisor growth, one year
- +50%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$273M100%
- Individual clients
- n/areported
- HNW clients
- 3reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 40reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| D•••• E••••• N•••• | Fort Worth, Tx | Jan 8, 2024 | 21 y | 0 |
| J•••• D••••• C•••• | Fort Worth, Tx | Jan 8, 2024 | 14 y | 1 |
| M•••••• R••• N••••• | Fort Worth, Tx | Jan 28, 2026 | 10 y | 1 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- M•••••• R••• N••••• from J••• M••••• S••••••••• L••Jan 28, 2026 · Wirehouse to independent RIA
- J•••• D••••• C•••• from C•••• F••••••••Jan 8, 2024 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- N••••• D••••• E••••• · Managing Member/Ccocontrolsince 11/2023 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Fort Worth, Tx · principal | 3 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 50 %Change between filings · filing Jan 27, 2026RAUM (Item 5.F) moved from $131,699,869 to $272,586,305 (+107.0%) between the annual amendments of 2025-01-21 and 2026-01-27; the peer median change was +15.0% (4549 comparable advisers, 99.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,549) · 99% percentile
What changed
consecutive filings, newest first
- Accounts · 17 to 40Sep 22, 2025 to Jan 27, 2026
- Advisory employees · 2 to 3Sep 22, 2025 to Jan 27, 2026
- HNW clients · unset to 3.0Sep 22, 2025 to Jan 27, 2026
- Individual clients · 1.0 to unsetSep 22, 2025 to Jan 27, 2026
- Employees · 3 to 4Sep 22, 2025 to Jan 27, 2026
- State-registered IARs · 2 to 3Sep 22, 2025 to Jan 27, 2026
- Discretionary RAUM · $132M to $273MSep 22, 2025 to Jan 27, 2026
- HNW RAUM · $132M to $273MSep 22, 2025 to Jan 27, 2026
- RAUM · $132M to $273MSep 22, 2025 to Jan 27, 2026
- Accounts · 46 to 17Jun 12, 2024 to Jan 21, 2025
- Individual clients · unset to 1.0Jun 12, 2024 to Jan 21, 2025
- Financial planning clients · 0 to 1-10Jun 12, 2024 to Jan 21, 2025
- Discretionary RAUM · $0 to $132MJun 12, 2024 to Jan 21, 2025
- HNW RAUM · $137M to $132MJun 12, 2024 to Jan 21, 2025
- Non-discretionary RAUM · $137M to $0Jun 12, 2024 to Jan 21, 2025
- RAUM · $137M to $132MJun 12, 2024 to Jan 21, 2025
- Accounts · 0 to 46Dec 8, 2023 to Feb 20, 2024
- HNW RAUM · unset to 136610746.0Dec 8, 2023 to Feb 20, 2024
- Non-discretionary RAUM · $0 to $137MDec 8, 2023 to Feb 20, 2024
- RAUM · $0 to $137MDec 8, 2023 to Feb 20, 2024
Signals
2 dated events
- N•••• W••••• M••••••••• L•• reported RAUM $272.6M, up 107% from $131.7M (2025-09-22 to 2026-01-27)Jan 27, 2026 · RAUM change · derived
- N•••• W••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Dec 8, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- N•••• W••••• M••••••••• L•• · Family Officesshared crd · office
How to reach
public business contact points only, each with its source
- Business email
- i•••@n•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 817-350-4342reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/nolet-wealth-managementreportedpublic record, Form ADV, Sep 19, 2026
- Website
- n•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 817-350-4342reportedpublic record, Form ADV, Jan 27, 2026
- Team page
- n•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $90.9Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026