DFX Intelligence

R••••• S•••• S••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor29 years in industry

R••••• S•••• S••••••••

Advisor at S•• A•••••••• L••

BELMONT, MA

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Search this name across graphsid dfx:ria:9fd84f99-afef-90f1-b1dd-f26c0bbe67d1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jan 22, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•• A•••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Nov 1, 1996earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•• A•••••••• L••	State registered	Apr 27, 2023	n/a	yes	BELMONT, MA	Current employment
B••••• A••••••• G••••• I•••	Former SEC adviser	Jan 8, 2020	Oct 28, 2022	no	BOSTON, MA\|LINCOLN, RI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••• A••••••• G••••• I•••	S•• A•••••••• L••	Oct 28, 2022	Apr 27, 2023	181	Firm change	RIA to state RIA
1•• G••••• A••••••• I••	B••••• A••••••• G••••• I•••	Oct 10, 2019	Jan 8, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
291947:322809:RI:2022-10-28	Oct 28, 2022	Apr 27, 2023	LINCOLN, RI	Firm change

Relationships

Registered with (3)

→ S•• A•••••••• L••Registered adviserregistration: current employment
Apr 27, 2023 to presentfactForm ADV
→ B••••• A••••••• G••••• I•••Registered adviserregistration: previous registration
Jan 8, 2020 to Oct 28, 2022factForm ADV
→ 1•• G••••• A••••••• I••Registered adviserregistration: previous registration
Jan 22, 2003 to Oct 10, 2019factForm ADV

Dated events

Occurred
Oct 28, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9fd84f99-afef-90f1-b1dd-f26c0bbe67d1
First observed: Jan 22, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.