DFX Intelligence

L•••••• F•••••• M•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

L•••••• F•••••• M•••••••••

Advisor at T•• P••••••• F•••••••• G••••

ROCKVILLE CENTRE, NY

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Search this name across graphsid dfx:ria:9fd94dd3-44e9-967d-739d-9a8f3bbb6ef7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jan 10, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•• P••••••• F•••••••• G••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 24, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•• P••••••• F•••••••• G••••	Independent wealth	Mar 20, 2023	n/a	yes	ROCKVILLE CENTRE, NY	Current employment
S•••••• N••••••• • C••••••• I•••••••••	National bd RIA	Jan 10, 2020	Jan 24, 2023	no	UNIONDALE, NY\|GARDEN CITY, NY\|HAUPPAUGE, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••• N••••••• • C••••••• I•••••••••	T•• P••••••• F•••••••• G••••	Jan 24, 2023	Mar 20, 2023	55	Firm change	Ibd to RIA

Relationships

Registered with (2)

→ T•• P••••••• F•••••••• G••••Registered adviserregistration: current employment
Mar 20, 2023 to presentfactForm ADV
→ S•••••• N••••••• • C••••••• I•••••••••Registered adviserregistration: previous registration
Jan 10, 2020 to Jan 24, 2023factForm ADV

Dated events

Occurred
Jan 24, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9fd94dd3-44e9-967d-739d-9a8f3bbb6ef7
First observed: Jan 10, 2020
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.