DFX Intelligence

B•••• T•••• M•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

B•••• T•••• M•••••••

Advisor at C••••• I••••••••• A••••••• L••

WAIPAHU MILILANI, HI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9fdbbf9b-a1b8-7f49-1191-f87ce78d3a0f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Oct 5, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• I••••••••• A••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 5, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Aug 7, 2025	n/a	yes	WAIPAHU MILILANI, HI	Current employment
B••••• A•••••••	Former SEC adviser	Oct 2, 2015	Aug 11, 2025	no	HONOLULU, HI\|HONOLULU, HI\|MILILANI, HI\|HONOLULU, HI\|MILILANI, HI\|Aiea, HI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••• A•••••••	C••••• I••••••••• A••••••• L••	Aug 11, 2025	Aug 7, 2025	-4	Firm change	RIA to ibd
V•••• F•••••••• A•••••••• I•••	B••••• A•••••••	Oct 21, 2015	Oct 2, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
29280:105644:HI:2025-08-08	Aug 11, 2025	Aug 7, 2025	AIEA, HI	Firm change

Relationships

Registered with (5)

→ C••••• I••••••••• A••••••• L••Registered adviserregistration: current employment
Aug 7, 2025 to presentfactForm ADV
→ B••••• A•••••••Registered adviserregistration: previous registration
Oct 2, 2015 to Aug 11, 2025factForm ADV
→ V•••• F•••••••• A•••••••• I•••Registered adviserregistration: previous registration
Dec 5, 2012 to Oct 21, 2015factForm ADV
→ S••••••••• A•••••• A•••••••• I•••

Dated events

Occurred
Aug 11, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9fdbbf9b-a1b8-7f49-1191-f87ce78d3a0f
First observed: Oct 5, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.